Rule 605 Working Group
The next call for the Rule 605 Working Group will be on Tuesday March 11 at 2 pm ET. The Working Group will review a draft letter to the SEC to request an extension of the implementation date for the amendments to Rule 605 a…
Removal of PII from CAT
10 March 2025
FIF has scheduled a joint call for the CAT CAIS and CAT Transaction Reporting Working Groups for Wednesday March 12 at 11 am ET to continue the discussion of the removal of PII from CAT and the need to retire EBS.
CAT Transaction Reporting Working Group
10 March 2025
The CAT Transaction Reporting Working Group will have its next call on Wednesday March 12 at 2 pm ET. The Working Group will continue its discussion of a revised draft request for exemption relating to the CAT reporting of p…
SEC Transition Working Group
10 March 2025
FIF has scheduled the next call for the SEC Transition Working Group for Thursday March 13 at 2 pm ET. The Working Group will continue its discussion of issues and recommendations for FIF to raise with the incoming SEC Chair…
Back Office Committee
10 March 2025
The Back Office Committee will have its next call on Monday March 17 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC and FINRA updates during the past month.
FIF Event at AWS
03 March 2025
FIF is excited to announce our next live event, to be hosted by AWS on Tuesday April 8. After opening remarks from AWS, there will be two panels. The first panel will cover New SEC Leadership and Regulatory Implementations f…
FIF Submits Letter to the SEC on Short Position Reporting
03 March 2025
On February 25, FIF submitted a letter to the SEC on the implementation of Form SHO reporting. FIF would like to thank the members of the Short Sales / Reg SHO / Short Reporting Working Group for their contributions in…
FIF Submits Letter to the SEC and FINRA on SEC Rule 606 and FINRA Rule 6470
03 March 2025
On February 26, FIF submitted a letter to the SEC and FINRA on Rule 606(a) reporting and the implementation of FINRA Rule 6470. FIF would like to thank the members of the SEC Rule 606 and FINRA Rule 6470 Working Group f…
OFR Repo Reporting Working Group
03 March 2025
FIF has scheduled the next call for the OFR Repo Reporting Working Group for Monday March 3 at 11 am ET. The Working Group will continue its discussion of the implementation of reporting non-centrally cleared bilateral repos…
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