Removal of PII from CAT
FIF has scheduled a joint call for the CAT CAIS and CAT Transaction Reporting Working Groups for Monday March 3 at 2 pm ET. The Working Group will continue its discussion of a draft FIF letter to the SEC and FINRA relating t…
Securities Lending Transparency (SLATE) Working Group
03 March 2025
FIF has scheduled two calls for this week for the SLATE Working Group. The first call will be on Tuesday March 4 at 11 am ET; the second call will be Thursday March 6 at 11 am ET. The Working Group will continue its discussi…
Regulatory Implementations Calendar
03 March 2025
FIF has scheduled a Working Group call for Tuesday March 4 at 1 pm ET to review and discuss an updated regulatory implementations calendar for 2025 and beyond. FIF has invited the members of the Compliance and Surveillance W…
Schulte Law Firm Presentation on 2025 FINRA Annual Regulatory Report
03 March 2025
On Wednesday March 5 at 11 am ET, William Barbera and Derek Lacarrubba from the Schulte law firm will discuss the 2025 FINRA Annual Regulatory Oversight Report. FIF has invited the members of the Compliance and Surveillance…
CAT Transaction Reporting Working Group
03 March 2025
The CAT Transaction Reporting Working Group will have its next call on Wednesday March 5 at 2 pm ET. The Working Group will continue its discussion of a revised draft request for exemption relating to the CAT reporting of po…
FIF CAT Monthly Update Working Group
03 March 2025
The CAT Monthly Update Working Group call for March will be on Thursday March 6 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CA…
Fixed Income Venue Order Data
03 March 2025
FIF has scheduled a Working Group call for Thursday March 6 at 3 pm ET to discuss an FIF member proposal to establish an agreed set of data fields that fixed income venues should make available to participants. FIF has invit…
SEC Transition Working Group
03 March 2025
FIF has scheduled the next call for the SEC Transition Working Group for Thursday March 13 at 2 pm ET. The Working Group will continue its discussion of issues and recommendations for FIF to raise with the incoming SEC Chair…
FIF Event at AWS
24 February 2025
FIF is excited to announce our next live event, to be hosted by AWS on Tuesday April 8. After opening remarks from AWS, there will be two panels. The first panel will cover New SEC Leadership and Regulatory Implementations f…
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