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Short Position Reporting

27 January 2025
The Short Sales / Reg SHO / Short Reporting Working Group will have its next call on Tuesday January 28 at 10 am ET. The Working Group will continue its discussion of the implementation of short position reporting, including…
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Front Office Committee; Blue Ocean Presentation on Extended-Hours Trading

27 January 2025
The Front Office Committee will have its next call on Tuesday January 28 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. Representatives from Blue Ocea…
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Data & Technology Committee; Presentation on CUSIP Issuance Trends

27 January 2025
The Data and Technology Committee will have its next call on Wednesday January 29 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. Ger…
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AML and Sanctions: Annual Update by Debevoise Law Firm

27 January 2025
On Wednesday January 29 at 11 am ET, Satish Kini and Robert Dura of the Debevoise law firm will review 2024 developments relating to anti-money laundering and sanctions regulations and key issues to focus on for 2025. FIF ha…
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CAT Transaction Reporting and CAT CAIS Working Groups

27 January 2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAT CAIS Working Groups for Wednesday January 29 at 2 pm ET. Among other topics, the Working Group will continue its discussion of the recent blog by Rober…
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Digital Asset Securities Working Group

27 January 2025
The next call for the Digital Asset Securities Working Group will be on Thursday January 30 at 11 am ET. The Working Group will discuss a revised draft FIF letter to the SEC on custody of digital asset securities by broker-d…
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SEC Transition Working Group

27 January 2025
At the request of FIF members, FIF has created a new SEC Transition Working Group. This Working Group will discuss issues and recommendations for FIF to raise with the incoming SEC Chair during 2025. The Working Group will h…
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Rule 605 Working Group

27 January 2025
FIF has scheduled the next call for the Rule 605 Working Group for Monday February 3 at 2 pm ET. The Working Group will discuss the current status of the implementation of the SEC’s Rule 605 amendments.
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SEC Rule 606 and FINRA Rule 6470 Working Group

27 January 2025
The next call for the SEC Rule 606 and FINRA Rule 6470 Working Group will be on Tuesday February 4 at 2 pm ET. The Working Group will continue its discussion on the implementation of Rule 6470 reporting.
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