FIF - Financial Information Forum

CAT Transaction Reporting and CAIS Working Groups

FIF has scheduled two joint calls for the CAT Transaction Reporting and CAIS Working Groups for this week. The first call will be on Monday January 26 at 1 pm ET; the second call will be on Wednesday January 28 at 2 pm ET. The Working Groups will discuss the exemption orders granted by the SEC on January 23 relating to rep order linkage, RFQ responses that are not immediately actionable, and port settings. The Working Groups will also continue the discussion of (i) a draft FIF letter in response to the SEC Order approving the removal of PII from CAT, and (ii) a draft FIF comment letter in response to the rule filing by CAT LLC to reduce CAT operating costs.

POSTED Jan 26,2026

Rule 605 Working Group

The Rule 605 Working Group will have its next call on Monday January 26 at 2 pm ET. The Working Group will discuss a draft letter to the SEC relating to implementation of the Rule 605 amendments, including reporting for different order types and orders with different characteristics.

POSTED Jan 26,2026

CAT Transaction Reporting Working Group

FIF has scheduled a call for the CAT Transaction Reporting Working Group for Tuesday January 27 at 10 am ET. The Working Group will continue its discussion of draft updates to FAQ D10 from FINRA CAT on retiring Error Code 2247 (a quantity value of ‘0’ must be reported for notional orders reported with the ‘CASH’ handlingInstructions value).

POSTED Jan 26,2026

Front Office Committee

The Front Office Committee will have its next call on Tuesday January 27 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.

POSTED Jan 26,2026

24x7 Trading Working Group

The next call for the 24x7 Trading Working Group will be on Tuesday January 27 at 1 pm ET. The Working Group will discuss short sale locate issues raised by an FIF member, the recent Nasdaq rule filing for extended trading hours, and other issues raised by FIF members.

POSTED Jan 26,2026

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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