FIF is excited to announce our annual Chicago event, sponsored by Cboe Global Markets. After opening remarks from Keith Petersen, VP of Market Data, there will be an equities panel and an options/futures panel. The equities…
FIF Submits Letter to FINRA and Federal Reserve Board on TRACE Affiliate Indicator
05 October 2026
On October 1, FIF submitted a letter to FINRA and the Federal Reserve Board on TRACE reporting of the affiliate-principal transaction indicator. The letter requests guidance on reporting by Covered Depository Institutions. F…
CAT Transaction Reporting and CAT Reference Database Working Groups
05 October 2026
FIF has scheduled a joint call for the CAT Transaction Reporting and CAT Reference Database Working Groups for Monday October 5 at 2 pm ET. The Working Groups will discuss a revised draft FIF letter to the SEC, CAT LLC, FINR…
FIF has scheduled the next call for the Digital Asset Securities Working Group for Thursday October 8 at 11 am ET. The Working Group will continue its discussion of the recent exemption from exchange and dealer registration…
FIF has scheduled a joint call for the SEC FINRA Regulations Working Group and the Compliance and Surveillance Working Group for Monday October 12 at 2 pm ET. The Workings Groups will review an updated Regulatory Implementat…
FIF will host the next call for the 24x7 Trading Working Group on Tuesday October 13 at 11 am ET. Working Group members will provide an update on discussions with SEC and FINRA representatives relating to the expansion of TR…
FIF has scheduled a webinar on Best Execution for Tuesday October 27 at 3 pm ET. The moderator for the webinar is Scott Trilling of Fidelity. The panelists are Ben Calev of BXS, Mark Davies of S3, Chris Montagnino of Jordan…
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