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FIF Back Office - Comment Letters

FIF Comment Letter on Securities Lending Transparency
POSTED Jan 19, 2022
FIF Comment Letter on TRACE Reporting for Delayed Treasury Spot Trades and Portfolio Trades
POSTED Dec 23, 2021
FIF Comment Letter on Federal Reserve Board Proposal to Expand TRACE Reporting for Treasury and Agency Securities to Certain Depository Institutions
POSTED Mar 19, 2021
FIF Comment Letter on Proposed Enhancements to TRACE Reporting for U.S. Treasury Securities
POSTED Feb 22, 2021
FIF Comment Letter - CAT Linkage Compliance Dates
POSTED Oct 19, 2020
FIF Comment Letter on Retiring OATS
POSTED Sep 23, 2020
FIF Comment Letter on Proposed Changes to TRACE Reporting Relating to Delayed Treasury Spot and Portfolio Trades
POSTED Sep 14, 2020
CAT Counterparty Contact Utility Press Release
POSTED Apr 28, 2020
FIF Comments on Reg Notice 19-27 - Retrospective Review of Rules Intended to Protect Senior Investors
POSTED Oct 08, 2019
FIF Comments on FINRA Rule 4370
POSTED Apr 25, 2019
FIF Comment Letter - LTR Phase 3 Exemptive Relief
POSTED Sep 19, 2017
FIF Comment Letter SEC File no. S7-22-16 (T+2)
POSTED Dec 06, 2016
December 11, 2015 - FIF Comment Letter on MSRB 2015-16 and FINRA 15-36 - Confirmation Disclosure of Mark-ups and Pricing Information
POSTED Dec 11, 2015
August 5, 2015 - FIF Comment Letter on SR-FINRA-2015-025
POSTED Aug 05, 2015
FIF Comment Letter on FINRA Notice 15-04
POSTED Apr 07, 2015
January 20, 2015 - FIF Comment Letter on MSRB Notice 2014-20 & FINRA Notice 14-52
POSTED Jan 21, 2015
September 19, 2014 - FIF Comment Letter on MSRB Notice 2014-14
POSTED Sep 19, 2014
March 28, 2014 - FIF FINRA MBS Margining Proposal Comment Letter
POSTED Mar 28, 2014
December 23, 2013 - FIF Comment Letter on DTCC Limit Monitoring
POSTED Dec 24, 2013
November 01, 2013 - FIF Comment Letter on MSRB Notice 2013-14
POSTED Nov 01, 2013