Resources below are for FIF Members only.
FIF Back Office - Comment Letters
POSTED Sep 19, 2013
POSTED Mar 18, 2013
POSTED Feb 19, 2013
FIF Comment Letter providing feedback on MSRB rules and interpretive guidance raised as part of the MSRB Request for Comment in Notice 2012-63
POSTED Apr 30, 2012
FIF letter to the SEC regarding implementation considerations with respect to the trading of Mini-Options contracts
POSTED Jul 25, 2011
FIF Letter to the SEC regarding the expansion of OATS to all NMS Securities
POSTED Jul 25, 2011
FIF Letter to FINRA regarding FINRA Regulatory Notice 09-53, Increased Margin Requirements for Leveraged ETFs and Associated Uncovered Options
POSTED Jul 25, 2011
FIF letter to ISG on LOPR addressing the implementing issues of dual submission
POSTED Jul 25, 2011
FIF Letter to the SEC regarding FINRA TRACE Expansion
POSTED Jul 25, 2011
FIF Letter to the SEC regarding NASD’s proposed Rule 2231 to add additional information to non-institutional customer confirmations for trades in TRACE-eligible securities.
POSTED Jul 25, 2011
FIF input on impact of away market indicators on complying with NYSE Rule 409(f)
POSTED Jul 25, 2011
FIF Letter to the NASD regarding proposed rules to enhance confirmation disclosure in Corporate Debt Securities.