Skip to main content

FIF Webinar on Trade Surveillance

15 July 2024
FIF will host a webinar on trade surveillance on Tuesday July 30 at 3 pm ET. Holly Dito of Pershing will moderate the panel. The panelists will be Steve Bonanno of BXS, Ted Karn of The Karn Group, Chris Montagnino of Jordan…
View more

Tax Information Reporting Working Group

15 July 2024
FIF has scheduled the next call for the Tax Information Reporting Working Group for Thursday August 1 at 3 pm ET. Stevie Conlon and other representatives from Wolters Kluwer will review and discuss the final IRS digital asse…
View more

FIF Submits Exemption Request Letter to the SEC Relating to CAT Representative Order Linkage

08 July 2024
On July 2, FIF submitted an exemption request letter to the SEC relating to CAT representative order linkage. The letter requests an exemption from the requirements that an industry member report linkage between (A) (i) a re…
View more

Securities Lending Transparency Working Group

08 July 2024
FIF has scheduled a call for the Securities Lending Transparency Working Group for Monday July 8 at 2 pm ET. The Working Group will continue its review and discussion of the SLATE Participant Specification published by FINRA.
View more

OFR Repo Reporting Working Group

08 July 2024
The next call for the OFR Repo Reporting Working Group will be on Tuesday July 9 at 11 am ET. The Working Group will review and discuss a draft supplemental letter to the Treasury Department’s Office of Financial Research re…
View more

Short Position Reporting

08 July 2024
FIF has scheduled a call for the Short Sales / Reg SHO / Short Reporting Working Group for Tuesday July 9 at 2 pm ET. The Working Group will discuss various clarifications requested by the SEC in response to the letter submi…
View more

CAT CAIS and CAT Transaction Reporting Working Groups

08 July 2024
The CAT CAIS Working Group call for this week will be on Wednesday July 10 at 11 am ET. The CAT Transaction Reporting Working Group call for this week will be on Wednesday July 10 at 2 pm ET.
View more

FIF CAT Monthly Update Working Group

08 July 2024
The CAT Monthly Update Working Group call for July will be on Thursday July 11 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAI…
View more

FIF Digital Assets Working Group

08 July 2024
FIF has scheduled a call for the Digital Assets Working Group for Tuesday July 23 at 10 am ET. Shawn Sloves of Fundamental Interactions will discuss current challenges for short sales of digital assets and potential approach…
View more

Title

Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat.