Front Office Committee
The Front Office Committee will have its next call on Tuesday July 30 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenter will be M…
FIF Webinar on Trade Surveillance
22 July 2024
FIF will host a webinar on trade surveillance on Tuesday July 30 at 3 pm ET. Holly Dito of Pershing will moderate the panel. The panelists will be Steve Bonanno of BXS, Ted Karn of The Karn Group, Chris Montagnino of Jordan…
Data & Technology Committee
22 July 2024
The Data and Technology Committee will have its next call on Wednesday July 31 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. A repr…
Tax Information Reporting Working Group
22 July 2024
FIF has scheduled the next call for the Tax Information Reporting Working Group for Thursday August 1 at 3 pm ET. Stevie Conlon and other representatives from Wolters Kluwer will review and discuss the final IRS digital asse…
OFR Repo Reporting Working Group
15 July 2024
The next call for the OFR Repo Reporting Working Group will be on Monday July 15 at 10 am ET. The Working Group will review a revised draft FIF letter to the Treasury Department’s Office of Financial Research relating to the…
Securities Lending Transparency Working Group
15 July 2024
FIF has scheduled a call for the Securities Lending Transparency Working Group for Tuesday July 16 at 11 am ET. The Working Group will review a draft FIF comment letter in response to the FINRA rule filing to adopt rules for…
Short Position Reporting
15 July 2024
FIF has scheduled a call for the Short Sales / Reg SHO / Short Reporting Working Group for Tuesday July 16 at 3 pm ET. The Working Group will provide an update on a call with SEC representatives relating to implementation of…
CAT CAIS and CAT Transaction Reporting Working Groups
15 July 2024
The CAT Transaction Reporting Working Group call for this week will be on Wednesday July 17 at 2 pm ET. FIF has cancelled the CAIS Working Group call for this week. The next CAIS Working Group call will be on Wednesday July…
Digital Asset Securities Working Group
15 July 2024
FIF has scheduled a call for the Digital Asset Securities Working Group for Tuesday July 23 at 10 am ET. Shawn Sloves of Fundamental Interactions will discuss current challenges for short sales for digital assets and potenti…
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