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Securities Lending Transparency Working Group

05 August 2024
FIF has scheduled a call for the Securities Lending Transparency Working Group for Tuesday August 6 at 11 am ET. The Working Group will continue its review of a draft FIF comment letter in response to (i) the FINRA rule fili…
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Short Position Reporting

05 August 2024
FIF has scheduled two calls this week for the Short Sales / Reg SHO / Short Reporting Working Group. The first call will be on Tuesday August 6 at 2 pm ET; the second call will be on Thursday August 8 at 11 am ET. During the…
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CAT CAIS and CAT Transaction Reporting Working Groups

05 August 2024
The CAT CAIS call for this week will be on Wednesday August 7 at 11 am ET. The CAT Transaction Reporting Working Group call for this week will be on Wednesday August 7 at 2 pm ET.
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Rule 606 Working Group

05 August 2024
FIF has scheduled the next call for the Rule 606 Working Group for Tuesday August 13 at 3 pm ET. The Working Group will review and discuss a revised draft FIF letter to the SEC requesting guidance on how to report the percen…
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Stock Plans for Corporate Clients

05 August 2024
An FIF member would like to discuss with other members managing stock plans for corporate clients, including whether they manage the activity at the omnibus level or the individual employee level. If you are interested in th…
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FINRA Technology Certification

05 August 2024
An FIF member would like to discuss with other members the potential for FINRA to provide a certification for technology professionals. If you are interested in this topic, please contact This email address is being protecte…
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FIF Webinar on Trade Surveillance

29 July 2024
FIF will host a webinar on trade surveillance on Tuesday July 30 at 3 pm ET. Holly Dito of Pershing will moderate the panel. The panelists will be Steve Bonanno of BXS, Ted Karn of The Karn Group, Chris Montagnino of Jordan…
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OFR Repo Reporting Working Group

29 July 2024
The next call for the OFR Repo Reporting Working Group will be on Monday July 29 at 11 am ET. The Working Group will discuss issues and questions from FIF members relating to the new requirement to report repos that are exec…
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Rule 606 Working Group

29 July 2024
FIF has scheduled the next call for the Rule 606 Working Group for Monday July 29 at 2 pm ET. The Working Group will discuss issues and questions from FIF members relating to Rule 606(a) reporting for equities and options. T…
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