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FIF Submits Letter to the SEC on the Implementation of Short Position Reporting

12 August 2024
On August 9 FIF submitted a letter to the SEC on the implementation of short position reporting. This is a follow-up to the letter that FIF submitted to the SEC on June 24. FIF would like to thanks the members of the FIF Sho…
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OFR Repo Reporting Working Group

12 August 2024
The next call for the OFR Repo Reporting Working Group will be on Tuesday August 13 at 11 am ET. The Working Group will discuss issues and questions from FIF members relating to the new requirement to report to the Treasury…
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Rule 606 Working Group

12 August 2024
FIF has scheduled the next call for the Rule 606 Working Group for Tuesday August 13 at 3 pm ET. The Working Group will review and discuss a revised draft FIF letter to the SEC requesting guidance on how to report the percen…
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Securities Lending Transparency Working Group

12 August 2024
FIF has scheduled a call for the Securities Lending Transparency Working Group for Wednesday August 14 at 11 am ET. The Working Group will continue its review of a draft FIF comment letter in response to (i) the FINRA rule f…
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CAT CAIS and CAT Transaction Reporting Working Groups

12 August 2024
FIF has cancelled the CAT CAIS call for this week. The CAT Transaction Reporting Working Group call for this week will be on Wednesday August 14 at 2 pm ET.
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FINRA Technology Certification

12 August 2024
At the request of an FIF member, FIF has scheduled a call for Wednesday August 14 at 1 pm ET to discuss the potential for FINRA to provide a certification for technology professionals. If you are interested in this topic, pl…
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Short Position Reporting

12 August 2024
FIF has scheduled a call for the Short Sales / Reg SHO / Short Reporting Working Group for Thursday August 15 at 11 am ET. The Working Group will discuss how to define “investment discretion”, “control” and “account” for sho…
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Law Firm Presentation on Treasury Clearing

12 August 2024
On Thursday August 15 at 2 pm ET, Ignacio Sandoval of the Orrick law firm will review the current status of the various rule filings by the Fixed Income Clearing Corporation (FICC) to implement the SEC mandates relating to c…
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OFR Repo Reporting Working Group

05 August 2024
The next call for the OFR Repo Reporting Working Group will be on Monday August 5 at 11 am ET. The Working Group will discuss issues and questions from FIF members relating to the new requirement to report to the Treasury De…
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