Front Office Committee
The Front Office Committee will have its next call on Tuesday July 30 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenter will be M…
Short Position Reporting
29 July 2024
FIF has scheduled two call this week for the Short Sales / Reg SHO / Short Reporting Working Group. The first call will be on Tuesday July 30 at 1 pm ET; the second call will be on Thursday August 1 at 11 am ET. The Working…
Data & Technology Committee
29 July 2024
The Data and Technology Committee will have its next call on Wednesday July 31 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. A repr…
CAT CAIS and CAT Transaction Reporting Working Groups
29 July 2024
The CAT CAIS call for this week will be on Wednesday July 31 at 11 am ET. The CAT Transaction Reporting Working Group call for this week will be on Wednesday July 31 at 2 pm ET.
CAT Monthly Update Working Group
29 July 2024
The CAT Monthly Update Working Group call for August will be on Thursday August 1 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT…
Tax Information Reporting Working Group
29 July 2024
FIF has scheduled the next call for the Tax Information Reporting Working Group for Thursday August 1 at 3 pm ET. Stevie Conlon and other representatives from Wolters Kluwer will review and discuss the final IRS digital asse…
Securities Lending Transparency Working Group
29 July 2024
FIF has scheduled the next call for the Securities Lending Transparency Working Group for Tuesday August 6 at 11 am ET. The Working Group will continue its review of a draft FIF comment letter in response to the FINRA rule f…
Stock Plans for Corporate Clients
29 July 2024
An FIF member would like to discuss with other members managing stock plans for corporate clients, including whether they manage the activity at the omnibus level or the individual employee level. If you are interested in th…
New FIF Member: Tradition Securities and Derivatives
22 July 2024
FIF is pleased to welcome Tradition Securities and Derivatives to the FIF Community.
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