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Data & Technology Committee

28 May 2024
The Data and Technology Committee will have its next call on Wednesday May 29 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spo…
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Rule 606 Working Group; FINRA Rule 6151

28 May 2024
FIF has scheduled a call for the Rule 606 Working Group for Wednesday May 29 at 1 pm ET. The Working Group will review and discuss updated documentation and guidance from FINRA relating to FINRA Rule 6151 (centralized report…
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Reporting of Bilateral Repos that are not Centrally Cleared

28 May 2024
FIF has scheduled a call for the OFR Repo Reporting Working Group for Thursday May 30 at 1 pm ET. The agenda for the call will be to continue the review and discussion of the documentation published by the Treasury Departmen…
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SEC Rule on Short Position and Short Activity Reporting

28 May 2024
FIF has scheduled the next call for the FIF Short Sales / Reg SHO / Short Reporting Working Group for Thursday May 30 at 2 pm ET. The Working Group will continue its review and discussion of a draft FIF letter to the SEC req…
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Securities Lending Transparency Working Group

28 May 2024
FIF has scheduled a call for the FIF Securities Lending Transparency Working Group for Monday June 3 at 2 pm ET. Ignacio Sandoval of the Orrick law firm will complete his review of the FINRA rule filing for the SLATE reporti…
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Residential Supervisory Locations; Remote Inspections Pilot

28 May 2024
FIF has scheduled a call for the FIF Residential Supervisory Locations subgroup for Thursday June 6 at 11 am ET. The Working Group will discuss questions from FIF members in response to recent guidance published by FINRA and…
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CFTC Amendments to Large Trader Reporting Requirements

28 May 2024
An FIF member would like to discuss the CFTC’s recent amendments to the CFTC Large Trader Reporting requirements. If you are interested in this topic, please send a note to This email address is being protected from spambots…
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FIF Submits Letter to FINRA in Response to FINRA Trade Reporting Notice on Fractional Share Transactions

20 May 2024
On May 16, FIF submitted a letter to FINRA in response to the FINRA Trade Reporting Notice on Upcoming Trade Reporting Enhancements for Fractional Share Transactions. FIF would like to thank the participants of the FIF…
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FIF Submits Comment Letter to the SEC on the FINRA and MSRB Rule Filings to Reduce to One Minute the Timeframe for Reporting to TRACE and RTRS

20 May 2024
On May 17, FIF submitted a comment letter to the SEC in response to the SEC’s Orders Instituting Proceedings relating to the rule filings by FINRA and the MSRB to reduce to one minute the timeframe for reporting to TRAC…
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