News

Additional CAT Transaction Reporting Call for this Week

06 May 2024

FIF has scheduled an additional call for the CAT Transaction Reporting Working for this week. The call will be on Monday May 6 at 12 pm ET. During this call, the Working Group will review a revised draft FIF comment letter o…

ATS Working Group

06 May 2024

FIF has scheduled a call for the ATS Working Group for Tuesday May 7 at 11 am ET. The agenda for the call will be to review questions from an FIF member relating to Form ATS-R. This will be a half-hour call.

FINRA Trade Reporting Notice on Fractional Share Transactions

06 May 2024

FIF has scheduled a call for Tuesday May 7 at 1 pm ET to review a draft FIF letter to FINRA in response to the March 22 FINRA Trade Reporting Notice on Upcoming Trade Reporting Enhancements for Fractional Share Transactions…

Rule 605 Working Group

06 May 2024

FIF has scheduled the next call for the Rule 605 Working Group for Tuesday May 7 at 3 pm ET. The Working Group will continue its review and discussion of the changes to Rule 605 that the SEC adopted on March 6. The Working G…

CAIS Call for Clearing Firms

06 May 2024

At the request of FIF members, FIF has scheduled a call on CAIS reporting by firms that clear for third-party correspondent firms. FIF has scheduled the call for Wednesday May 8 at 1 pm ET. The call will focus on the CAIS re…

TRACE Working Group

06 May 2024

The next call for the TRACE Working Group will be on Thursday May 9 at 1 pm ET. The Working Group will review a draft FIF comment letter on two SEC Orders: the April 22 SEC Order requesting additional comments in response to…

SEC Rule on Short Position and Short Activity Reporting

06 May 2024

FIF has scheduled the next call for the FIF Short Sales / Reg SHO / Short Reporting Working Group for Thursday May 9 at 3 pm ET. The Working Group will continue its review and discussion of a draft FIF letter to the SEC requ…

Law Firm Presentation on FINRA Rule Filing for SLATE (Securities Lending and Transparency Engine)

06 May 2024

On Monday May 13 at 2 pm ET, Ignacio Sandoval of the Orrick Law Firm will review the recent FINRA rule filing for the SLATE (Securities Lending and Transparency Engine) system to be developed and operated by FINRA. FIF has i…

New FIF Member: Vision Financial Markets

29 April 2024

FIF is pleased to welcome Vision Financial Markets to the FIF Community

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