Rule 605 Working Group
FIF has scheduled the next call for the Rule 605 Working Group for Tuesday April 16 at 3 pm ET. The Working Group will continue its review and discussion of the changes to Rule 605 that the SEC adopted on March 6.
CAT CAIS and CAT Transaction Reporting Working Groups
15 April 2024
The next call for the CAT CAIS Working Group will be on Wednesday April 17 at 11 am ET. The next call for the CAT Transaction Reporting Working Group will be on Wednesday April 17 at 2 pm ET.
SEC Rule on Short Position and Short Activity Reporting
15 April 2024
FIF has scheduled the next call for the FIF Short Sales / Reg SHO / Short Interest Reporting Working Group for Thursday April 18 at 11 am ET. The Working Group will continue its review and discussion of implementation issues…
FINRA Trade Reporting Notice on Fractional Share Transactions
15 April 2024
FIF has scheduled a call for Thursday April 18 at 2 pm ET to continue the discussion of the Trade Reporting Notice on fractional share transactions published by FINRA on March 22, including feedback from FINRA. FIF has invit…
Tax Information Reporting Working Group
15 April 2024
FIF has scheduled the next call for the Tax Information Reporting Working Group for Thursday April 18 at 3 pm ET. Representatives from Wolters Kluwer will provide an update on amendments to the Section 871(m) regulations app…
FIF In-Person Event: Hosted by OTC Markets
08 April 2024
FIF will hold an in-person event at the offices of OTC Markets on Monday May 6th from 5-8 pm ET. The 1st panel will discuss current regulatory challenges for digital assets. The second panel will discuss current implementati…
Rule 605 Working Group
08 April 2024
FIF has scheduled the next call for the Rule 605 Working Group for Tuesday April 16 at 3 pm ET. The Working Group will continue its review and discussion of the changes to Rule 605 that the SEC adopted on March 6.
CAT Transaction Reporting and CAT CAIS Working Groups
08 April 2024
FIF has cancelled the CAT Transaction Reporting and CAT CAIS Working Group calls for this week. The next call for the CAT CAIS Working Group will be on Wednesday April 17 at 11 am ET. The next call for the CAT Transaction Re…
SEC Rule on Short Position and Short Activity Reporting
08 April 2024
FIF has scheduled the next call for the FIF Short Sales / Reg SHO / Short Interest Reporting Working Group for Thursday April 18 at 11 am ET. The Working Group will continue its review and discussion of implementation issues…
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