Front Office Committee
The Front Office Committee will have its next call on Tuesday March 26 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
Rule 605 Working Group
25 March 2024
FIF has scheduled the next call for the Rule 605 Working Group for Tuesday March 26 at 3 pm ET. The Working Group will continue its review and discussion of the changes to Rule 605 that the SEC adopted on March 6.
Data & Technology Committee
25 March 2024
The Data & Technology Committee will have its next call on Wednesday March 27 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The…
SEC Rule on Short Position and Short Activity Reporting
25 March 2024
FIF has scheduled the next call for the FIF Short Sales / Reg SHO / Short Interest Reporting Working Group for Thursday March 28 at 2 pm ET. The Working Group will review a draft letter to the SEC requesting further guidance…
FINRA Trade Reporting Notice on Fractional Share Transactions
25 March 2024
On March 22, 2024, FINRA published a Trade Reporting Notice to announce an upcoming change to the TRF and ORF systems to support reporting of fractional share quantities. The effective date will be no earlier than the first…
New FIF Member: Mizuho Americas
18 March 2024
FIF is pleased to welcome Mizuho Americas to the FIF Community
Rule 606 Working Group: Call with FINRA on Implementation of FINRA Rule 6151
18 March 2024
On Monday March 18 at 3 pm ET, FINRA is hosting a call for FIF members. The call will provide a forum for a discussion of Rule 6151 recently adopted by FINRA, which requires industry members to submit their Rule 606(a) repor…
Back Office Committee
18 March 2024
The Back Office Committee will have its next call on Tuesday March 19 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.
Rule 605 Working Group
18 March 2024
FIF has scheduled a call for the Rule 605 Working Group for Tuesday March 19 at 3 pm ET. The Working Group will continue its review and discussion of the changes to Rule 605 that the SEC adopted on March 6, including issues…
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