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CAT Monthly Update Working Group

04 March 2024
The FIF CAT Monthly Update Working Group call for March will be on Thursday March 7 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CA…
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Rule 605 and 606 Working Groups

04 March 2024
FIF has scheduled a call for the Rule 605 and 606 Working Groups for Monday March 11 at 2 pm ET as a follow-up to the SEC open meeting on Rule 605, which is scheduled for March 6. The Working Group will review the changes to…
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FIF Submits Supplemental Comment Letter to the SEC on the FINRA and MSRB Rule Filings to Reduce the Reporting Timeframe for Corporate, Agency and Muni Bonds to One Minute

26 February 2024
On February 26 FIF submitted a supplemental comment letter to the SEC on (i) the January 11 rule filing by FINRA to reduce to one minute the TRACE reporting timeframe for securities that are currently subject to a fifteen-mi…
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Two Additional CAT Transaction Reporting Calls This Week

26 February 2024
FIF has scheduled two additional calls for the CAT Transaction Reporting Working Group for this week. On Monday February 26 and Thursday February 29 at 2 pm, the Working Group will continue its review and discussion of a dra…
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Front Office Committee

26 February 2024
The Front Office Committee will have its next call on Tuesday February 27 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
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Presentation by Amazon Web Services on Running an Exchange in the Cloud

26 February 2024
The Data and Technology Committee will have its next call on Wednesday February 28 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, option, currency, crypto and futures markets. The…
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Residential Supervisory Locations Subgroup

26 February 2024
At the request of an FIF member, FIF has created a subgroup to discuss the FINRA rule change relating to Residential Supervisory Locations (“RSLs”) and FINRA Regulatory Notice 24-02, which provides implementation details for…
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SEC Rule on Short Position and Short Activity Reporting

26 February 2024
FIF has scheduled a call for the Short Sales / Reg SHO / Short Interest Reporting Working Group for Monday March 4 at 3 pm ET to continue the discussion of issues and questions from FIF members relating to implementation of…
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FIF Submits Comment Letter to the SEC on Rule 605

20 February 2024
On February 14 FIF submitted a supplemental comment letter on the SEC’s rule proposal to modernize Rule 605. FIF would like to thank the members of the FIF Rule 605 Working Group for their participation in the drafting of th…
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