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FIF Submits Comment Letter to the SEC on the FINRA and MSRB Rule Filings to Reduce the Reporting Timeframe for Corporate, Agency and Muni Bonds to One Minute

20 February 2024
On February 15 FIF submitted a comment letter to the SEC on (i) the January 11 rule filing by FINRA to reduce to one minute the TRACE reporting timeframe for securities that are currently subject to a fifteen-minute reportin…
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FIF Back Office Committee; Update from FICC on Centralized Clearing of Treasuries

20 February 2024
The Back Office Committee will have its next call on Tuesday February 20 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. Jim Hraska of FICC will discuss the rule…
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Two Additional CAT Transaction Reporting Calls for this Week

20 February 2024
FIF has scheduled two additional calls for the CAT Transaction Reporting Working Group for this week. On Tuesday February 20 at 1 pm ET, the Working Group will continue its discussion of CAT billing and reconciliation. On Th…
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Reporting of Securities Loans

20 February 2024
FIF has scheduled a call for the FIF Securities Lending Transparency Working Group for Tuesday February 20 at 3 pm ET. During the call, an FIF member will provide an update on its discussions with FINRA relating to implement…
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TRACE Working Group

20 February 2024
FIF has scheduled a call for the TRACE Working Group for Thursday February 22 at 10 am ET. The Working Group will discuss FIF potentially submitting a supplemental comment letter on the FINRA and MSRB rule proposals to reduc…
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Law Firm Presentation on SEC Rule to Expand the Definition of “Dealer”

20 February 2024
On Thursday February 22 at 11 am, Ignacio Sandoval of the Morgan Lewis law firm will review the rule adopted by the SEC to expand the definition of “dealer” under the Securities Exchange Act. FIF has invited the members of t…
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Presentation by Amazon Web Services on Running an Exchange in the Cloud

20 February 2024
The Data and Technology Committee will have its next call on Wednesday February 28 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, option, currency, crypto and futures markets. The…
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Residential Supervisory Locations

20 February 2024
An FIF member would like to discuss with other FIF members the FINRA rule change relating to Residential Supervisory Locations (“RSLs”) and FINRA Regulatory Notice 24-02, which provides implementation details for designating…
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New FIF Member: Wedbush Securities

12 February 2024
FIF is pleased to welcome Wedbush Securities to the FIF Community.
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