Skip to main content

FIF Meets with SEC Chair Gensler on SEC Rule 605 Rule Proposal; Next Rule 605 Working Group Call

29 January 2024
On January 25, FIF and FIF members participated on a call with Gary Gensler (SEC Chair), Sai Rao (Policy Counsel to Chair Gensler) and Haoxiang Zhu (Director of the SEC’s Division of Trading and Markets) to discuss the FIF c…
View more

AML and Sanctions

29 January 2024
On Monday January 29 at 2 pm ET, Satish Kini and Robert Dura of the Debevoise law firm will review 2023 developments relating to anti-money laundering and sanctions regulations and key issues to focus on for 2024. FIF has in…
View more

Additional CAT Transaction Reporting Call for this Week

29 January 2024
FIF has scheduled an additional call for the CAT Transaction Reporting Working Group for this week. The call will be on Monday January 29 at 3 pm ET and will focus on CAT billing and reconciliation. This will be in addition…
View more

SEC Open Meeting on Expanding the Definition of “Dealer”

29 January 2024
The SEC has scheduled an open meeting for Wednesday January 31 at 9 am ET. At the meeting, “The Commission will consider whether to adopt new rules to further define the phrase ‘as a part of a regular business’ as used in th…
View more

Data & Technology Committee

29 January 2024
The Data and Technology Committee will have its next call on Wednesday January 31 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. Dur…
View more

CAIS Working Group Call Cancelled for This Week

29 January 2024
FIF has cancelled the CAIS Working Group call scheduled for Wednesday January 31 at 11 am ET.
View more

Cybersecurity Working Group

29 January 2024
FIF has scheduled the next call for the Cybersecurity Working Group for Wednesday January 31 at 3 pm ET. Matt Weinberg of the Cybersecurity and Infrastructure Agency (CISA) will provide an update on current threats to the fi…
View more

Fractional Shares Subgroup

29 January 2024
FIF has scheduled a call for the Fractional Shares Subgroup for Thursday February 1 at 10 am ET. The agenda for the call is to discuss a question from an FIF member on the confirmation requirements when a fractional share po…
View more

TRACE Working Group

29 January 2024
The next call for the TRACE Working Group will be on Thursday February 1 at 11 am ET. The agenda for the call will be to review and discuss the first draft of an FIF comment letter on (i) the January 11 rule filing by FINRA…
View more

Title

Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat.