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Clock Synch for Fixed Income Subgroup

16 January 2024
FIF has scheduled a call for the Clock Synch for Fixed Income subgroup for Thursday January 18 at 10:30 am. The Working Group will discuss the supervisory obligations of a non-executing firm when reporting to TRACE the execu…
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TRACE Working Group

16 January 2024
FIF has scheduled a call for the TRACE Working Group for Thursday January 18 at 2 pm ET. The Working Group will review and discuss the January 11 rule filing by FINRA to reduce to one minute the TRACE reporting timeframe for…
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Digital Assets Working Group

16 January 2024
FIF has scheduled the next call for the Digital Assets Working Group for Wednesday January 24 at 3 pm ET. The Working Group will discuss disclosure requirements for digital assets, including SEC Rule 15c2-11. Time permitting…
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AML and Sanctions

16 January 2024
On Monday January 29 at 2 pm ET, Satish Kini and Robert Dura of the Debevoise law firm will review 2023 developments relating to anti-money laundering and sanctions regulations and key issues to focus on for 2024. FIF has in…
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Data & Technology Committee

16 January 2024
The Data and Technology Committee will have its next call on Wednesday January 31 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The…
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Cybersecurity Working Group

16 January 2024
FIF has scheduled the next call for the Cybersecurity Working Group for Wednesday January 31 at 3 pm ET. Matt Weinberg of the Cybersecurity and Infrastructure Agenda (CISA) will provide a quarterly update on current threats…
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FIF has Scheduled Two Additional CAT Transaction Reporting Calls for this Week

08 January 2024
FIF has scheduled two additional calls for the CAT Transaction Reporting Working Group for this week: on Monday January 8 at 2 pm ET, the Working Group will review a revised draft FIF letter to the SEC on the requirement for…
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SEC Rule on Centralized Clearing of Treasuries

08 January 2024
On Tuesday January 9 at 3 pm ET, Penny Christophorou and Ignacio Sandoval of the Morgan Lewis law firm will review the rule recently adopted by the SEC to expand centralized clearing of Treasuries. FIF has invited members of…
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Review of Current SEC and FINRA Regulatory Initiatives

08 January 2024
FIF has scheduled a call for Thursday January 11 at 3 pm ET to review a digest of rules recently adopted or proposed by the SEC and FINRA. The rules are organized based on the following seven categories: Technology, Operatio…
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