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T+1/Trade Date Allocations Subgroup

02 January 2024
At the request of FIF members, FIF has created a subgroup for members to discuss issues relating to T+1 implementation, including the new requirements relating to same-day allocations. If you are interested in participating…
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XBRL Vendor for Reporting by Security-Based Swap Execution Facilities

02 January 2024
The recently-adopted SEC rules for security-based swap execution facilities (SBSEFs) require firms to report certain financial and other data with Inline XBRL tagging. If you would like to discuss this requirement with other…
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FIF Submits Letter to FINRA on CAT Billing

18 December 2023
On December 15, FIF submitted a letter to FINRA on CAT billing. In the letter, FIF members request that FINRA publish a Regulatory Notice to allow for industry comment on any proposal by FINRA to pass-through FINRA’s CA…
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Back Office Committee; FINRA T+1 Rule Changes

18 December 2023
The Back Office Committee will have its next call on Monday December 18 at 10 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. During the call, FIF will review the rece…
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Front Office Committee

18 December 2023
The Front Office Committee will have its next call on Tuesday December 19 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenter will…
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FIF Year-End Event at Société Générale

11 December 2023
On December 5, FIF held its largest event to date at the offices of Société Générale. After opening remarks from Greg Zielinski, Chief Operating Officer of Société Générale Americas, there were two panels, with the first one…
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SEC Approval of Options Clearing Corporation Rule Change Relating to Clearing Member Cybersecurity Obligations

11 December 2023
FIF has scheduled a call for Monday December 11 at 2 pm ET to review the SEC’s recent approval of a rule change by The Options Clearing Corporation titled “Cybersecurity Obligations”. FIF has invited the members of the FIF S…
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Additional FIF CAT Transaction Reporting Call for this Week

11 December 2023
FIF has scheduled an additional call for the CAT Transaction Reporting call for this week. The call will be on Tuesday December 12 at 11 am ET and will focus on the review of a draft FIF letter to the SEC on the requirement…
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Compliance with FINRA Clock Synch Requirements for the Cloud (Including for CAT); Validation of Compliance with Trading Halt Requirements

11 December 2023
At the request of FIF members, FIF has scheduled a call for Tuesday December 12 at 1 pm ET to discuss the following two technology compliance issues: (1) compliance with FINRA clock synchronization requirements for trading s…
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