SEC Open Meeting on Centralized Clearing of Treasuries
The SEC has scheduled an open meeting for Wednesday December 13 at 10 am ET to consider the adoption of rule amendments that would expand centralized clearing of Treasuries.
FIF Digital Assets Working Group
11 December 2023
FIF has scheduled a call for the FIF Digital Assets Working Group for Thursday December 14 at 10 am ET. The Working Group will discuss current implementation challenges for digital assets trading based on current regulations…
Back Office Committee; FINRA T+1 Rule Changes
11 December 2023
The Back Office Committee will have its next call on Monday December 18 at 10 am to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. During the call, FIF will review the recent…
FIF Front Office Committee
11 December 2023
The Front Office Committee will have its next call on Tuesday December 19 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenter will…
FIF Year-End Event at Societe Generale in Pictures
06 December 2023
FIF Year-End Event at Société Générale
04 December 2023
Registration has closed for the FIF year-end event at Société Générale. If you are registered for the event, it will take place on December 5 at Société Générale’s offices at 245 Park Avenue, New York, NY 10167. Registr…
Additional FIF CAIS Call for this Week; Part 2 of FINRA CAT Webinar on 2024 CAIS Releases
04 December 2023
On Wednesday December 6 at 4:15 pm ET, FINRA CAT will host Part 2 of its webinar on 2024 CAIS Releases. In response to the FINRA CAT webinar, FIF has scheduled an additional CAIS Working Group call for this week. In addition…
CAT Monthly Update Working Group Call
04 December 2023
The FIF CAT Monthly Update Working Group call for December will be on Thursday December 7 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporti…
Guidance from the SEC and FINRA on Fully-Paid Lending from a Foreign Omnibus Account
04 December 2023
At the request of an FIF member firm, FIF has scheduled a call for Thursday December 7 at 3 pm ET to discuss guidance received by the FIF member from the SEC and FINRA on conducting fully-paid lending from a foreign omnibus…
Title
Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat.