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Presentation by Amazon Web Services on Running an Exchange in the Cloud

12 February 2024
The Data & Technology Committee will have its next call on Wednesday February 28 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, option, currency, crypto and futures markets. T…
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Residential Supervisory Locations

12 February 2024
An FIF member would like to discuss with other FIF members the FINRA rule change relating to Residential Supervisory Locations (“RSLs”) and FINRA Regulatory Notice 24-02, which provides implementation details for designating…
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Two Additional CAT Transaction Reporting Calls This Week

05 February 2024
FIF has scheduled two additional calls for the CAT Transaction Reporting Working Group for this week. On Monday February 5 at 2 pm ET, the Working Group will continue its discussion of CAT billing and reconciliation. On Thur…
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SEC Open Meeting on Expanding the Definition of “Dealer”

05 February 2024
The SEC has scheduled an open meeting for Tuesday February 6 at 10 am ET (rescheduled from January 31). At the meeting, “The Commission will consider whether to adopt new rules to further define the phrase ‘as a part of a re…
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Rule 605 Working Group

05 February 2024
FIF has scheduled a call for the Rule 605 Working Group for Tuesday February 6 at 3 pm ET. The Working Group will review a draft supplemental FIF comment letter on the SEC’s rule proposal to modernize Rule 605.
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TRACE Working Group

05 February 2024
The next call for the TRACE Working Group will be on Thursday February 8 at 2 pm ET. The agenda for the call will be to review and discuss a revised draft of the FIF comment letter on (i) the January 11 rule filing by FINRA…
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Tax Information Reporting Working Group

05 February 2024
The next call for the FIF Tax Information Reporting Working Group will be on Thursday February 8 at 3 pm ET. Representatives from Wolters Kluwer will discuss tax considerations for trading Bitcoin ETFs.
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Fractional Shares

05 February 2024
FINRA representatives have notified FIF that FINRA is considering changes to the TRF and ORF reporting systems to allow for reporting of fractional shares. FIF has scheduled a call for the Data and Technology Committee, the…
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SEC Rule on Short Position and Short Activity Reporting

05 February 2024
FIF has scheduled a call for the FIF Short Sales / Reg SHO / Short Interest Reporting Working Group for Tuesday February 13 at 3 pm ET. The Working Group will discuss issues and questions from FIF members relating to impleme…
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