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FINRA Trade Reporting Notice on Fractional Share Transactions

08 April 2024
FIF has scheduled a call for Thursday April 18 at 2 pm ET to continue the discussion of the Trade Reporting Notice on fractional share transactions published by FINRA on March 22, including feedback from FINRA. FIF has invit…
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Tax Information Reporting Working Group

08 April 2024
FIF has scheduled the next call for the Tax Information Reporting Working Group for Thursday April 18 at 3 pm ET. Representatives from Wolters Kluwer will provide an update on amendments to the Section 871(m) regulations app…
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FIF In-Person Event: Hosted by OTC Markets

01 April 2024
FIF will hold an in-person event at the offices of OTC Markets on Monday May 6th from 5-8 pm ET. The 1st panel will discuss current regulatory challenges for digital assets. The second panel will discuss current implementati…
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SEC Rule on Short Position and Short Activity Reporting

01 April 2024
FIF has scheduled the next call for the FIF Short Sales / Reg SHO / Short Interest Reporting Working Group for Monday April 1 at 2 pm ET. The Working Group will continue its review and discussion of implementation issues rel…
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Rule 605 Working Group

01 April 2024
FIF has scheduled the next call for the Rule 605 Working Group for Tuesday April 2 at 3 pm ET. The Working Group will continue its review and discussion of the changes to Rule 605 that the SEC adopted on March 6.
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CAT Monthly Update Working Group

01 April 2024
The FIF CAT Monthly Update Working Group call for April will be on Thursday April 4 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CA…
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FINRA Trade Reporting Notice on Fractional Share Transactions; SIAC notice on Fractional Share Reporting Enhancements

01 April 2024
FIF has scheduled a call for Thursday April 4 at 3 pm ET to discuss the Trade Reporting Notice published by FINRA on March 22. The Trade Reporting Notice announces an upcoming change to the TRF and ORF systems to support rep…
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Tax Information Reporting Working Group

01 April 2024
FIF has scheduled the next call for the Tax Information Reporting Working Group for Thursday April 18 at 3 pm ET. Representatives from Wolters Kluwer will provide an update on amendments to the Section 871(m) regulations app…
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Save the Date: FIF In-Person Event

25 March 2024
FIF will hold an in-person event at the offices of OTC Markets on Monday May 6th from 5-8pm ET. Panelists and topics will be announced soon. When the panel topics are announced, we will launch the registration page, but for…
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