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Front Office Committee

25 September 2023
The Front Office Committee will have its next call on Tuesday September 26 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.

Data & Technology Committee

25 September 2023
The Data and Technology Committee will have its next call on Wednesday September 27 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. T…

FINRA CAT Webinar on CAT Billing

25 September 2023
On Thursday September 28 at 10 am ET, FINRA CAT will host a CAT Billing Industry Webinar. The webinar will be limited to the operational implementation of the CAT Reporter billing process.

Tax Information Reporting Working Group

25 September 2023
The next call for the FIF Tax Information Reporting Working Group will be on Thursday September 28 at 3 pm ET. The spotlight presenter will be Neil Bromberg of EY, who will discuss Automation and AI in Tax Operations. FIF ha…

FIF Chicago Event

18 September 2023
Our Annual Chicago Event hosted by Cboe Global Markets will be taking place on Monday October 30. Registration in the lobby begins at 3 pm CT, the speaking engagement will be from 4-5:30 pm CT with refreshments and networkin…

FIF Submits Comment Letter to SEC on CAT Revised Linkage Timeline Proposal

18 September 2023
On September 15 FIF submitted a comment letter to the SEC in response to the Revised Linkage Timeline proposal filed by the CAT Plan Participants. FIF would like to thank the participants of the FIF CAT Transaction Reporting…

Revised Schedule for FIF CAT Calls for this Week

18 September 2023
FIF will host two calls this week for the CAT Transaction Reporting Working Group. The first call will be on Tuesday September 19 at 2 pm ET. During this call, FIF members will discuss the SEC’s September 6 Order approving t…

Back Office Committee

18 September 2023
The Back Office Committee will have its next call on Tuesday September 19 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.

Cybersecurity Working Group

18 September 2023
The next call for the FIF Cybersecurity Working Group will be on Thursday September 21 at 3 pm ET. The spotlight presenter will be Matt Weinberg of the Cybersecurity and Infrastructure Agenda (CISA), who will discuss Current…

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