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Revised Schedule for FIF CAT Calls for this Week

28 August 2023
FIF will not have a CAIS Working Group call this week. Instead, FIF will host two calls for the CAT Transaction Reporting Working Group. The first call will be on Wednesday August 30 at 11 am ET and will focus on CAT reporti…
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Data & Technology Committee

28 August 2023
The Data and Technology Committee will have its next call on Wednesday August 30 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The…
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Rule 606 Working Group

28 August 2023
FIF has scheduled the next call for the Rule 606 Working Group for Tuesday September 5 at 2 pm ET. The agenda for the call will be to continue the review and discussion of the SEC’s recent approval of the FINRA rule filing t…
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CAT Monthly Update Working Group Call

28 August 2023
The FIF CAT Monthly Update Working Group call for September will be on Thursday September 7 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Repor…
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Recent SEC Rule Change to Require Proprietary Trading Firms to Register with FINRA; SEC Approval of IntelligentCross ATS as a New Entrant to the ADF and Subsequent Stay

28 August 2023
FIF has scheduled a call for Tuesday September 12 at 2 pm ET to discuss (i) a rule change adopted by the SEC on August 23 that will require certain proprietary trading firms that are currently exempt from FINRA membership to…
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Next Bridge Hydrocarbons Form S-1 Filing

28 August 2023
Next Bridge Hydrocarbons recently filed a Form S-1 registration statement with the SEC to distribute non-transferable subscription rights only to holders who register their Next Bridge common stock directly with the company'…
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FINRA CAT Call on CAIS Technical Specifications

21 August 2023
FINRA CAT has scheduled a call for Tuesday August 22 at 9 am to review the August 2 updates to the CAIS Technical Specifications. FIF has forwarded the calendar invitation for this call to members of the FIF CAIS Working Gro…
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Front Office Committee

21 August 2023
The Front Office Committee will have its next call on Tuesday August 22 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
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Data & Technology Committee

21 August 2023
The Data and Technology Committee will have its next call on Wednesday August 30 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The…
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