Rule 606 Working Group
FIF has scheduled the next call for the Rule 606 Working Group for Tuesday September 5 at 2 pm ET. The agenda for the call will be to continue the review and discussion of the SEC’s recent approval of the FINRA rule filing t…
Next Bridge Hydrocarbons Form S-1 Filing
21 August 2023
Next Bridge Hydrocarbons recently filed a Form S-1 registration statement with the SEC to distribute non-transferable subscription rights only to holders who register their Next Bridge common stock directly with the company'…
Back Office Committee
14 August 2023
The Back Office Committee will have its next call on Tuesday August 15 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. There will be two spotlight presentations…
Rule 606 Working Group
14 August 2023
FIF has scheduled the next call for the FIF Rule 606 Working Group for Tuesday August 15 at 2 pm ET. The agenda for the call will be to review and discuss the SEC’s recent approval of the FINRA rule filing to require Rule 60…
Section 31 Fee Reconciliation Process
14 August 2023
FIF has scheduled a call for Thursday August 17 at 11 am ET to continue the FIF member discussion of enhancing the reconciliation process for Section 31 fees. During the call, the group will review a draft proposal to FINRA…
Next Bridge Hydrocarbons Form S-1 Filing
14 August 2023
Next Bridge Hydrocarbons recently filed a Form S-1 registration statement with the SEC to distribute non-transferable subscription rights only to holders who register their Next Bridge common stock directly with the company'…
FIF in the Press
07 August 2023
FIF was featured recently in two articles. An article by Howard Meyerson can be found on the TabbForum here: Recent CAT Developments: Here’s What’s New After 11 Years and an article on FIFs recent letter to the SEC…
FIF Submits Joint Comment Letter with SIFMA on Magnitude of CAT Costs
07 August 2023
On July 31 FIF submitted a joint comment letter with SIFMA focused on the magnitude of CAT operating costs and the recent annual increases in CAT operating costs, which are not sustainable over the long-term. FIF would like…
Retiring TRF Reporting Requirements that are Duplicative of CAT
07 August 2023
FIF has scheduled a call for Tuesday August 8 at 2 pm ET to review a draft letter to FINRA requesting the retirement of TRF reporting requirements that are duplicative of CAT (for example, regulatory reports to the TRF). If…
Title
Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat.