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Revised Schedule for FIF CAT Calls for this Week

05 September 2023
FIF will not have a CAIS Working Group call this week. The next CAIS Working Group call will be on Wednesday September 13 at 11 am ET. FIF will host two calls this week for the CAT Transaction Reporting Working Group. The fi…
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Rule 606 Working Group

05 September 2023
FIF has scheduled the next call for the Rule 606 Working Group for Tuesday September 5 at 2 pm ET. The agenda for the call will be to continue the review and discussion of the SEC’s recent approval of the FINRA rule filing t…
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CAT Monthly Update Working Group Call

05 September 2023
The FIF CAT Monthly Update Working Group call for September will be on Thursday September 7 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Repor…
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Emerging Technologies Working Group

05 September 2023
The next call for the FIF Emerging Technologies Working Group will be on Thursday September 14 at 11am ET. The spotlight presenter will be Vinu Viswasadhas of Kyndryl, who will discuss Mainframe Data Modernization. If y…
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Recent SEC Actions Impacting Equity Markets: Rule Change to Require Proprietary Trading Firms to Register with FINRA; SEC Approval of IntelligentCross ATS as a New Entrant to the ADF and Subsequent Stay; SEC Order Directing SROs to Submit a New Consolidat

05 September 2023
FIF has scheduled a call for Tuesday September 12 at 2 pm ET to review (i) a rule change adopted by the SEC on August 23 that will require certain proprietary trading firms that are currently exempt from FINRA membership to…
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Cybersecurity Working Group

05 September 2023
The next call for the FIF Cybersecurity Working Group will be on Thursday September 21 at 3 pm ET. The spotlight presenter will be Matt Weinberg of the Cybersecurity and Infrastructure Agenda (CISA), who will discuss Current…
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Tax Information Reporting Working Group

05 September 2023
The next call for the FIF Tax Information Reporting Working Group will be on Thursday September 28 at 3 pm ET. The spotlight presenter will be Neil Bromberg of EY, who will discuss Automation and AI in Tax Operations. FIF ha…
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Next Bridge Hydrocarbons Form S-1 Filing

05 September 2023
Next Bridge Hydrocarbons recently filed a Form S-1 registration statement with the SEC to distribute non-transferable subscription rights only to holders who register their Next Bridge common stock directly with the company'…
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New FIF Member: Schonfeld

28 August 2023
FIF is pleased to welcome Schonfeld to the FIF Community.
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