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Emerging Technologies Working Group

05 June 2023
On Tuesday June 13 at 3 pm ET, Atulya Jyoti of Kyndryl will present to the Emerging Technologies Working Group on Mainframe Data Democratization in Capital Markets. Legacy mainframe applications and operations remain central…
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CAT and CAIS Working Group Schedule for this Week

05 June 2023
Because of the SEC open meeting scheduled for Wednesday June 7 at 10 am ET, which will include a vote on the CAT Executed Share Model, FIF is cancelling the regularly-scheduled CAIS call for this week. FIF will schedule a CA…
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FIF Submits Letters to the SEC, the CAT Plan Participants and FINRA CAT on CAT Reporting for RFQ Responses

05 June 2023
On June 1, FIF submitted letters to the SEC, the CAT Plan Participants and FINRA CAT on CAT reporting for RFQ responses. FIF would like to thank the members of the FIF CAT Transaction Reporting Working Group for their c…
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FIF In-Person Event: Hosted by OTC Markets

30 May 2023
On Thursday June 29, FIF will hold an in-person event at the offices of OTC Markets (300 Vesey Street, New York, NY 10282). There will be two panels, with one focusing on the SEC rule proposal to amend the Rule 3b-16 definit…
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Rule 605 Working Group

30 May 2023
FIF has scheduled the next call for the Rule 605 Working Group for Tuesday May 30 at 3 pm ET. The Working Group will discuss the May 17 call between FIF members and SEC staff relating to the SEC’s rule proposal on Disclosure…
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Rule 606 Working Group

30 May 2023
The next call for the FIF Rule 606 Working Group is scheduled for Wednesday May 31 at 3 pm ET. The Working Group will review a draft supplemental FIF comment letter on the FINRA rule proposal for order routing disclosures fo…
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CAT Monthly Update Working Group Call

30 May 2023
The FIF CAT Monthly Update Working Group call for June will be on Thursday June 1 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting and C…
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SEC Cyber, Reg SCI and Reg S-P Rule Proposals

30 May 2023
FIF has scheduled a call for Thursday June 1 at 3 pm ET to review and discuss a revised draft of the FIF comment letter on the SEC’s recent cybersecurity, Reg SCI and Reg S-P rule proposals.
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Data & Technology Committee

30 May 2023
The Data & Technology Committee will have its next call on Friday June 2 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spot…
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