News

FIF Call to Discuss NY Attorney General Proposed CRPTO Act; New FIF Crypto, Digital Assets and Blockchain Working Group

15 May 2023

FIF has scheduled a call for Thursday May 25 at 3 pm ET to review and discuss the CRPTO Act recently proposed by the New York State Attorney General. FIF is creating a new Crypto, Digital Assets and Blockchain Working Group…

Back Office Committee

15 May 2023

The Back Office Committee will have its next call on Tuesday May 16 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.

Rule 606 Working Group

15 May 2023

The next call for the FIF Rule 606 Working Group is scheduled for Tuesday May 16 at 2 pm ET. The Working Group will discuss recent guidance from SEC staff to an FIF member on Rule 606(a) reporting when a reporting firm route…

CAT Transaction Reporting: CAT Reporting for RFQ Responses

15 May 2023

FIF has scheduled an additional call this week for the CAT Transaction Reporting Working Group to continue the review of draft submissions to the SEC, the CAT Plan Participants and FINRA CAT of CAT reporting for RFQ response…

SEC Cyber, Reg SCI and Reg S-P Rule Proposals

15 May 2023

FIF has scheduled a call for Thursday May 18 at 11 am ET to review and discuss the first draft of an FIF comment letter on the SEC’s recent cybersecurity, Reg SCI and Reg S-P rule proposals. FIF has invited members of the fo…

Tax Information Reporting Working Group

15 May 2023

The next call for the FIF Tax Information Reporting Working Group will be on Thursday May 18 at 3 pm ET. Stevie Conlon and other representatives from Wolters Kluwer will present on proposed regulations for crypto tax reporti…

CAT Transaction Reporting Survey Requests to FIF Members

15 May 2023

On Friday April 28, FIF sent out two survey requests to FIF members relating to CAT Transaction Reporting: the first survey request relates to a Plan Participant proposal for scheduled linkage in the CAT production mirror en…

FIF Webinar: Potential Impact of Government Debt Default on Operations and Systems

08 May 2023

On Thursday, May 11th at 11am ET, FIF will be holding a webinar on the operational and system impacts of a possible government debt default. The webinar will be moderated by FIF Advisory Chair, Tom Jordan and he will be join…

SEC Rule 3b-16 (Definition of an “Exchange”)

08 May 2023

FIF has scheduled a call for Tuesday May 9 at 2 pm ET to discuss the SEC’s recent reopening of the comment period on the SEC’s proposed amendments to Rule 3b-16 (relating to the definition of an “exchange”). FIF has invited…

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