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CAT Transaction Reporting: CAT Reporting for RFQ Responses

08 May 2023
FIF has scheduled an additional call this week for the CAT Transaction Reporting Working Group to continue the discussion of CAT reporting for RFQ responses. This call is scheduled for Tuesday May 9 at 3 pm ET.
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CAT Transaction Reporting Survey Requests to FIF Members

08 May 2023
On Friday April 28, FIF sent out two survey requests to FIF members relating to CAT Transaction Reporting: the first survey request relates to a Plan Participant proposal for scheduled linkage in the CAT production mirror en…
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Tax Information Reporting Working Group

08 May 2023
The next call for the FIF Tax Information Reporting Working Group will be on Thursday May 18 at 3 pm ET. Stevie Conlon and other representatives from Wolters Kluwer will present on proposed regulations for crypto tax reporti…
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FIF Submits Comment Letter on Options Clearing Corporation Cybersecurity Rule Proposal

01 May 2023
On April 26, FIF submitted a comment letter to the SEC on a rule filing submitted by The Options Clearing Corporation (OCC) that would require immediate notification of security incidents to the OCC and various follow-u…
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FIF Submits Supplemental Comment Letter to MSRB on Proposal for One-Minute Reporting

01 May 2023
On April 27, FIF submitted a supplemental comment letter to the Municipal Securities Rulemaking Board (MSRB) in response to a proposal by the MSRB to reduce the timeframe for reporting trades in municipal bonds. This co…
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CAT Transaction Reporting: CAT Reporting for RFQ Responses

01 May 2023
FIF has scheduled an additional call this week for the CAT Transaction Reporting Group to continue the discussion of CAT reporting for RFQ responses. This call is scheduled for Tuesday May 2 at 3 pm ET.
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CAT Monthly Update Working Group Call

01 May 2023
The FIF CAT Monthly Update Working Group call for May will be on Thursday May 4 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting and CAT…
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SEC Rule 3b-16 (Definition of an “Exchange”)

01 May 2023
FIF has scheduled a call for Tuesday May 9 at 2 pm ET to discuss the SEC’s recent reopening of the comment period on the SEC’s proposed amendments to Rule 3b-16 (relating to the definition of an “exchange”). FIF has invited…
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CAT Transaction Reporting Survey Requests to FIF Members

01 May 2023
On Friday April 28, FIF sent out two survey requests to FIF members relating to CAT Transaction Reporting: the first survey request relates to a Plan Participant proposal for scheduled linkage in the CAT production mirror en…
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