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FIF Compliance and Surveillance Working Group

31 October 2022
The FIF Compliance Working Group has been renamed as the FIF Compliance and Surveillance Working Group. As this name change indicates, this Working Group will focus on compliance and surveillance topics. Erin Clemens of Ston…
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CAT and CAIS Calls for this Week

31 October 2022
Due to the FIF financial markets event in Chicago, FIF has moved the November CAT Monthly Update Working Group call from Thursday November 3 to Thursday November 10. FIF also is cancelling the CAT CAIS call for this Friday N…
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Fractional Share Orders

31 October 2022
On Monday November 14 at 2 pm ET FIF will host a joint call for the Compliance and Surveillance Working Group and the Back Office Committee focused on fractional share orders. Topics of discussion will include: fractional sh…
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2022 Annual FIF Chicago Financial Markets Event

24 October 2022
FIF is sponsoring an event at Cboe in Chicago on Thursday November 3 at 4 pm (CT). The event is free for FIF members and will cover regulatory, technology and market data developments for options. Catherine Clay, Cboe's Glob…
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Data & Technology Committee

24 October 2022
The Data and Technology Committee will have its next call on Wednesday October 26 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The…
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FIF In Person Event at Cboe Focused on Options

17 October 2022
FIF is sponsoring an event at Cboe Global Markets in Chicago on Thursday November 3 at 4 pm CT. The event is free for FIF members and will cover regulatory, technology and market data developments for options. FIF has sponso…
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Back Office Committee

17 October 2022
The Back Office Committee will have its next call on Tuesday October 18 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, and FINRA updates during the past month. The spotlight presenter will be Peter Warms o…
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Tax Information Reporting Working Group

17 October 2022
The FIF Tax Information Reporting Working Group will host its next call on Thursday October 20 at 2 pm ET. Cynthia Lapins and Robert Schwaba of Wolters Kluwer will present on “SPACs: What Happens When We Don’t Make A Deal”.
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Data & Technology Committee

17 October 2022
The Data and Technology Committee will have its next call on Wednesday October 26 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The…
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