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FIF In-Person Event at Cboe Focused on Options

10 October 2022
FIF is sponsoring an event at Cboe in Chicago on November 3 at 4 pm (CT). The event is free for FIF members and will cover regulatory, technology and market data developments for options. FIF has sponsored this event at Cboe…
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Rule 606 Working Group Call

10 October 2022
 FIF has scheduled the next Rule 606 Working Group call for Monday October 10 at 10 am ET. The agenda for the call is to discuss FIF member questions on Rule 606(a) reporting.
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FIF Submits Comment Letter to FINRA and the MSRB on their Respective Proposals to Require One-Minute Reporting for Trades in Corporate, Agency and Municipal Bonds

03 October 2022
This morning FIF submitted a comment letter to FINRA and the MSRB on FINRA Regulatory Notice 22-17 (“TRACE Reporting Timeframe: FINRA Requests Comment on a Proposal to Shorten the Trade Reporting Timeframe for Transactions i…
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Webinar on SEC Rule 15c2-11

03 October 2022
On Thursday October 6 at 4 pm ET, FIF will host a webinar on SEC Rule 15c2-11 (Publication or submission of quotations without specified information). The webinar will discuss application of the rule to quoting in unlisted e…
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FIF In Person Event at Cboe Focused on Options

03 October 2022
FIF is sponsoring an event at Cboe Global Markets in Chicago on November 3 at 4 pm (CT). The event is free for FIF members and will be focused on options. The panels will cover market developments and regulatory issues for o…
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Front Office Committee

03 October 2022
The Front Office Committee will have its next call on Tuesday October 4 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenters will b…
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Schedule for CAT Transaction Reporting and CAT CAIS Calls for this Week

03 October 2022
FIF has cancelled the regularly-scheduled weekly CAT Transaction Reporting and CAT CAIS calls for this Wednesday October 5. FIF will host the regularly-scheduled weekly CAT CAIS call on Friday October 7 at 1 pm (ET).
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CAT Monthly Update Working Group Call

03 October 2022
The FIF CAT Monthly Update Working Group call for October will be on Thursday October 6 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT transaction reporting…
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FIF Submits Comment Letter to FINRA on OTC Options Transaction Reporting

26 September 2022
On September 20, FIF submitted a comment letter on FINRA Regulatory Notice 22-14 (FINRA Requests Comment on Proposed Trade Reporting Requirements for Over-The-Counter Options Transactions). FIF would like to thank the member…
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