TRACE Working Group
The next call for the TRACE Working Group will be on Tuesday September 27 at 2 pm ET. The Working Group will continue its review of a draft FIF comment letter on FINRA Regulatory Notice 22-17 and MSRB Notice 2022-07. These r…
Data & Technology Committee
26 September 2022
The Data and Technology Committee will have its next call on Wednesday September 28 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. T…
Cybersecurity and Compliance Working Groups
26 September 2022
FIF has scheduled a call for the Cybersecurity and Compliance Working Groups on Thursday September 29 at 11 am ET. The agenda for the call will be to discuss a request sent by the SEC to FIF to discuss a planned rule proposa…
Front Office Committee
26 September 2022
The Front Office Committee will have its next call on Tuesday October 4 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenters will b…
Webinar on SEC Rule 15c2-11
26 September 2022
On Thursday October 6 at 4 pm ET, FIF will host a webinar on SEC Rule 15c2-11 (Publication or submission of quotations without specified information). The webinar will discuss application of the rule to quoting in unlisted e…
TRACE Working Group
19 September 2022
The next call for the TRACE Working Group will be on Tuesday September 20 at 2 pm ET. The Working Group will continue its review of a draft FIF comment letter on FINRA Regulatory Notice 22-17 and MSRB Notice 2022-07. These r…
Back Office Committee
19 September 2022
The Back Office Committee will have its next call on Tuesday September 20 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month, including a recent rule proposal by the…
Rule 606 Working Group
19 September 2022
The next call for the Rule 606 Working Group will be on Thursday September 22 at 3 pm ET. The Working Group will discuss recent guidance from FINRA to a firm on reporting routes to options floor brokers and routes to options…
Front Office Committee
19 September 2022
The Front Office Committee will have its next call on Tuesday September 27 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenters wil…
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