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CAT Monthly Update Working Group Call

29 August 2022
The FIF CAT Monthly Update Working Group call for September will be on Thursday September 8 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT transaction repor…
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Spotlight Presentation by EY Tax Team on IRC 1446(f)

29 August 2022
On Thursday September 15 at 2 pm ET, representatives from the EY Tax Team will present on IRC 1446(f), withholding on dispositions of partnership interests. FIF has invited members of the Tax Information Reporting Working Gr…
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OTC Options Reporting Working Group

22 August 2022
The next call for the FIF OTC Options Reporting Working Group will be on Monday August 22 at 11 am ET. The Working Group will continue its review of a draft FIF comment letter on FINRA Regulatory Notice 22-14, “OTC Options R…
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Front Office Committee

22 August 2022
The Front Office Committee will have its next call on Tuesday August 23 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
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Rule 606 Working Group

22 August 2022
The FIF Rule 606 Working Group will have its next call on Tuesday August 23 at 3 pm ET to discuss Rule 606(a) reporting issues.  
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FIF Data & Technology Committee

22 August 2022
The Data and Technology Committee will have its next call on Wednesday August 24 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The…
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TRACE Working Group

22 August 2022
The next call for the TRACE Working Group will be on Thursday August 25 at 10 am ET. The Working Group will review and discuss the recent SEC approval of FINRA’s rule filing to require TRACE reporting for trades in foreign s…
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Spotlight Presentation by EY Tax Team on IRC 1446(f)

22 August 2022
On Thursday September 15 at 2 pm ET, representatives from the EY Tax Team will present on IRC 1446(f), withholding on dispositions of partnership interests. FIF will invite members of the Tax Information Reporting Working Gr…
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OTC Options Reporting Working Group

15 August 2022
The next call for the FIF OTC Options Reporting Working Group will be on Monday August 15 at 11 am ET. The Working Group will continue its review of a draft FIF comment letter on FINRA Regulatory Notice 22-14, “OTC Options R…
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