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Webinar on SEC Rule 15c2-11

12 September 2022
On Thursday October 6 at 4 pm ET, FIF will host a webinar on SEC Rule 15c2-11 (Publication or submission of quotations without specified information). The webinar will discuss application of the rule to quoting in unlisted e…
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New Co-Chairs Named for the FIF Tax Information Reporting Working Group

12 September 2022
FIF would like to thank Stevie Conlon, Anna Vayser and Robert Schwaba from Wolters Kluwer for agreeing to act as the Co-Chairs of the FIF Tax Information Reporting Working Group. If you are not a part of the Tax Information…
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OTC Options Reporting Working Group

06 September 2022
The next call for the FIF OTC Options Reporting Working Group will be on Tuesday September 6 at 11 am ET. The Working Group will continue its review of a draft FIF comment letter on FINRA Regulatory Notice 22-14, “OTC Option…
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TRACE Working Group

06 September 2022
The next call for the TRACE Working Group will be on Thursday September 8 at 10 am ET. The Working Group will continue its review of a draft FIF comment letter on FINRA Regulatory Notice 22-17 and MSRB Notice 2022-07. These…
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CAT Monthly Update Working Group Call

06 September 2022
The FIF CAT Monthly Update Working Group call for September will be on Thursday September 8 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT transaction repor…
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Spotlight Presentation by EY Tax Team on IRC 1446(f)

06 September 2022
On Thursday September 15 at 2 pm ET, representatives from the EY Tax Team will present on IRC 1446(f), withholding on dispositions of partnership interests. FIF has invited members of the Tax Information Reporting Working Gr…
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CAT Transaction Reporting and CAT CAIS Calls Cancelled for This Week; Call to Discuss Reporting of Price Field in CAT Allocation Events

29 August 2022
For the week of August 29 FIF has cancelled the regularly-scheduled Wednesday and Friday calls on CAT CAIS and the regularly-scheduled Wednesday call on CAT Transaction Reporting. FIF has scheduled a call for Wednesday Augus…
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OTC Options Reporting Working Group

29 August 2022
The next call for the FIF OTC Options Reporting Working Group will be on Tuesday September 6 at 11 am ET. The Working Group will continue its review of a draft FIF comment letter on FINRA Regulatory Notice 22-14, “OTC Option…
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TRACE Working Group

29 August 2022
The next call for the TRACE Working Group will be on Thursday September 8 at 10 am ET. The Working Group will continue its review of a draft FIF comment letter on FINRA Regulatory Notice 22-17 and MSRB Notice 2022-07. These…
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