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Back Office Committee Spotlight

21 June 2022
The FIF Back Office Committee will meet today at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. The spotlight presenter for the meeting will be Allison Gott of Pax…

Front Office Committee Spotlight

21 June 2022
The FIF Front Office Committee will meet on Tuesday June 28, 2022 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenter for the meeti…

Data & Technology Committee Spotlight

21 June 2022
The FIF Data and Technology Committee will meet on Wednesday June 29, 2022 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotli…

Cybersecurity Working Group Spotlight

21 June 2022
On Thursday June 30 at 10 am ET, Teresa Walsh, Global Head of Intelligence at FS-ISAC, will discuss the NATO Cooperative Cyber Defence Centre of Excellence (CCDCOE) Exercise that took place on April 19-22, 2022. This cyber d…

New FIF Member: Janney Montgomery Scott

13 June 2022
FIF is pleased to welcome Janney Montgomery Scott LLC to the FIF Community.

FIF In-Person CAT CAIS Event Hosted by Refinitiv

13 June 2022
On Thursday June 16, 2022 FIF will host an in-person event focused on CAT. The event will take place at Refinitiv's offices at 28 Liberty Street, New York, NY 10005. The discussions will be from 5-6:30 pm with refreshments a…

FIF Submits Comment Letter on TRACE Reporting for Foreign Sovereign Debt Securities

13 June 2022
On June 7, 2022, FIF submitted a comment letter on the FINRA rule proposal to expand TRACE reporting to include foreign sovereign debt securities. FIF would like to thank the members of the TRACE/Fixed Income Working Group f…

TRACE/Fixed Income Working Group

13 June 2022
The FIF TRACE/Fixed Income Working Group will meet on Tuesday June 14, 2022 at 10 am ET to provide an update on a June 7 call with FINRA, FIF and the FIF TRACE Co-Chairs relating to TRACE reporting by Covered Depository Inst…

Rule 606 Working Group

13 June 2022
The FIF Rule 606 Working Group will meet on Tuesday June 14, 2022 at 3 pm ET to discuss the SEC’s recent FAQ updates on Rule 606 reporting for fractional share orders. The Working Group also will discuss questions from FIF m…

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