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FIF Submits Comment Letter on TRACE Reporting for Foreign Sovereign Debt Securities

27 June 2022
On June 24, 2022, FIF submitted a comment letter to the SEC on the rule filing by FINRA (SR-FINRA-2022-013) to require reporting of transactions in U.S. Treasuries as soon as practicable, but no later than one hour after exe…

FINRA Regulatory Notice on Reporting of OTC Options Transactions

27 June 2022
On June 22, 2022, FINRA published Regulatory Notice 22-14, “OTC Options Reporting: FINRA Requests Comment on Proposed Trade Reporting Requirements for Over-The-Counter Options Transactions”. An FIF member has requested that…

Front Office Committee Spotlight

27 June 2022
The FIF Front Office Committee will meet on Tuesday June 28, 2022 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenter for the meeti…

Data and Technology Committee Spotlight

27 June 2022
The FIF Data and Technology Committee will meet on Wednesday June 29, 2022 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotli…

Cybersecurity Working Group Spotlight

27 June 2022
On Thursday June 30 at 10 am ET, Teresa Walsh, Global Head of Intelligence at FS-ISAC, will discuss the NATO Cooperative Cyber Defence Centre of Excellence (CCDCOE) Exercise that took place on April 19-22, 2022. This cyber d…

Rule 606 Working Group

27 June 2022
The FIF Rule 606 Working Group will meet on Thursday June 30, 2022 at 3 pm ET to discuss questions from FIF members relating to look-through, rate sheets and partial cancels. Time permitting, the Working Group also will cont…

FIF Returns to Live Events

21 June 2022
FIF would like to thank Refinitiv, an LSEG business for hosting a successful return to FIF Live Events. It was a great evening, beginning with a productive discussion on CAT and ending with networking between membe…

TRACE/Fixed Income Working Group

21 June 2022
The FIF TRACE/Fixed Income Working Group will meet today, June 21, 2022 at 2 pm ET, to review a draft comment letter on the recent rule filing by FINRA with the SEC (SR-FINRA-2022-013) to require reporting of transactions in…

Rule 606 Working Group

21 June 2022
The FIF Rule 606 Working Group will meet on Thursday June 30, 2022 at 3 pm ET to discuss questions from FIF members relating to look-through, rate sheets and partial cancels. The Working Group also will continue its discussi…

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