News

Spotlight Presentation on T+1 Settlement

23 May 2022

On Tuesday May 24, 2022 at 2 pm ET, attorneys from the Willkie Farr law firm will review the SEC’s T+1 rule proposal and discuss material issues raised by certain market participants in their comment letters on the rule prop…

Rule 606 Working Group

23 May 2022

FIF has scheduled the next call for the FIF Rule 606 Working Group for Tuesday May 24, 2022 at 3 pm. The agenda for the call will be to discuss recent guidance from FINRA to two industry members requiring additional detail i…

Data & Technology Committee

23 May 2022

The FIF Data & Technology Committee will meet on Wednesday May 25, 2022 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotl…

SEC Rule 15c2-11 for Fixed Income

23 May 2022

On Thursday May 26, 2022 at 11 am ET, FIF will host a call focused on implementation challenges firms are facing as a result of the SEC’s application of Rule 15c2-11 to fixed income securities. To lead off the discussion, Ja…

Securities Lending Transparency Working Group

23 May 2022

The Securities Lending Transparency Working Group will meet on Tuesday May 31, 2022 at 2 pm ET. The agenda for the call will be to consider a request that FIF received from SEC staff members to discuss the comment letter on…

Additional CAT CAIS Working Group Call

16 May 2022

FIF has scheduled an additional CAT CAIS Working Group call for this week to review responses from FINRA CAT to comments and questions previously submitted by FIF. This call is scheduled for Monday, May 16, 2022 at 11 am ET…

FIF Back Office Committee

16 May 2022

The FIF Back Office Committee will meet on Tuesday, May 17 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.

Compliance Working Group Call Focused on Trade Surveillance

16 May 2022

At the request of several FIF member firms, FIF has scheduled a call for the Compliance Working Group that will focus on trade surveillance issues. FIF has scheduled this call for Tuesday, May 17, 2022 at 2 pm ET. If you wou…

TRACE/Fixed Income Working Group

16 May 2022

The FIF TRACE/Fixed Income Working Group will meet on Monday, May 23, 2022 at 2 pm ET to continue its discussion of implementation issues relating to the Federal Reserve Board rule to expand TRACE reporting to include certai…

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