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FIF Short Sales/Reg SHO/Short Interest Reporting Working Group

11 April 2022
The FIF Short Sales/Reg SHO/Short Interest Reporting Working Group will meet on Thursday April 14, 2022 at 11am ET to continue its review of a draft comment letter on the SEC’s recent proposal to mandate a new buy to cover o…
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FIF Rule 606 Working Group

11 April 2022
The FIF Rule 606 Working Group will meet on Thursday April 14, 2022 at 2pm ET to discuss recent guidance from the SEC staff relating to Rule 606 reporting for notional value orders that include fractional shares. The Working…
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Additional CAIS Working Group Calls

11 April 2022
On Friday April 8, 2022, FINRA CAT published a significant number of updates to the CAIS Technical Specifications. The CAIS Working Group call for this Wednesday at 11 am will focus on these updates. In addition, starting on…
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Spotlight Presentation on SEC Short Position and Short Activity Reporting Rule Proposal

04 April 2022
On Tuesday April 5, 2022 at 3pm ET, Wayne Aaron and David Soden of the Vedder Price law firm will discuss the SEC’s recent rule proposal on “Short Position and Short Activity Reporting by Institutional Investment Managers”…
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FIF Short Sales/Reg SHO/Short Interest Reporting Working Group

04 April 2022
The FIF Short Sales/Reg SHO/Short Interest Reporting Working Group will meet on Thursday April 7, 2022 at 11am ET to continue its review of a draft comment letter on the SEC’s recent proposal to mandate a new buy to cover or…
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Recording for FIF Webinar on Market Data Infrastructure Rule

04 April 2022
On March 29, FIF held a webinar on the Market Data Infrastructure Rule. Tom Jordan, FIF Advisory Chair, moderated a panel of industry experts that included Adrian Griffiths of MEMX, Manisha Kimmel of MayStreet and Chris Niel…
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CAT Monthly Update Working Group

04 April 2022
The CAT Monthly Update Working Group will meet on Thursday April 7 at 2pm ET to review guidance and updates from the SROs and FINRA CAT on CAT transaction reporting and CAT CAIS reporting during the prior month. The Working…
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FIF Webinar Series: Market Data Infrastructure Rule (Part 8)

28 March 2022
Part 8 of the FIF webinar series on the Market Data Infrastructure Rule will take place on March 29 at 4pm ET. Tom Jordan, FIF Advisory Chair, will moderate a panel of industry experts that includes Adrian Griffiths of MEMX…
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FIF Short Sales/Reg SHO/Short Interest Reporting Working Group

28 March 2022
The FIF Short Sales/Reg SHO/Short Interest Reporting Working Group will meet on Tuesday March 29 at 3pm ET to review and provide feedback on a first draft of a comment letter on the SEC’s recent proposal to mandate a new buy…
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