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Spotlight Presentation for FIF Data and Technology Committee

14 March 2022
The FIF Data and Technology Committee will meet on Wednesday March 23 at 10am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight pr…
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FIF CAT CAIS Working Group: Additional Call for this Week

14 March 2022
For this week, FIF has scheduled an additional call for the CAT CAIS Working Group. The call will be on Monday March 14 at 11am ET and will focus on completing the review of the CAIS CCID Industry Member Reporting Scenarios…
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FIF CAT Transaction Reporting Working Group: Additional Call for this Week

14 March 2022
For this week, FIF has scheduled an additional call for the CAT Transaction Reporting Working Group. The call will be on Monday March 14 at 2pm ET and will focus specifically on the proposals presented by FINRA CAT to the FI…
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FIF Short Sales/Reg SHO/Short Interest Reporting Working Group

14 March 2022
The FIF Short Sales/Reg SHO/Short Interest Reporting Working Group will meet on Tuesday March 29, 2022 at 3pm ET to review and provide feedback on a first draft of a comment letter on the SEC’s recent proposal to mandate a n…
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Recording for FIF Webinar on Current Developments in Trading Technology

14 March 2022
On March 7, FIF held a webinar on Current Developments in Trading Technology. Ivy Schmerken of FlexTrade moderated the panel where timely topics such as converting voice to structured electronic data, 24-hour trading, w…
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Webinar on Current Developments in Trading Technology

07 March 2022
On Monday March 7, 2022 at 4pm ET, FIF will host a webinar on Current Developments in Trading Technology. The webinar will include discussion of the following topics: converting voice communications to structured electronic…
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Presentation on Executive Order 14024 and OFAC Sanctions against Russia

07 March 2022
On Wednesday March 9, 2022 at 1 pm ET, Satish Kini and Robert Dura of the Debevoise law firm will provide an update on the recent OFAC sanctions against Russia, including recent Directives under Executive Order 14024. The in…
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Presentation on Chief Compliance Officer Liability

07 March 2022
On Thursday March 10, 2022 at 3pm ET, FIF will host a spotlight presentation on Chief Compliance Officer liability. Patrick Campbell of the Baker Hostetler law firm and Adam Felsenthal, General Counsel of Great Point Partner…
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FIF Submits Comment Letter on SEC Filing with OMB to Extend Rule 606

07 March 2022
On March 2, 2022, FIF submitted a comment letter on the request submitted by the SEC to the Office of Management and Budget for approval of an extension of the previously approved collection of information provided for in Ru…
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