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FIF Rule 606 Working Group

14 February 2022
The FIF Rule 606 Working Group will meet on Thursday February 17 at 2pm ET to continue its discussion of the draft interchange report to facilitate Rule 606(a) options look-through reporting. The Working Group also will disc…
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Spotlight Presentation for FIF Back Office Committee

14 February 2022
The FIF Back Office Committee will meet on Tuesday February 15 at 11am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. The spotlight presenter for the meeting will be Pat…
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Spotlight Presentation for FIF Front Office Committee

14 February 2022
The FIF Front Office Committee will meet on Tuesday February 22 at 11am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenter for the meeting…
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Spotlight Presentation for FIF Data and Technology Committee

14 February 2022
The FIF Data and Technology Committee will meet on Wednesday February 23 at 10am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight…
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Webinar on Current Developments in Trading Technology

14 February 2022
On Monday March 7, 2022 at 4pm ET, FIF will host a webinar on Current Developments in Trading Technology. The webinar will include discussion of the following topics: converting voice communications to structured electronic…
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Spotlight presentation on Chief Compliance Officer Liability

14 February 2022
On Thursday March 10, 2022 at 3pm ET, FIF will host a spotlight presentation on Chief Compliance Officer liability. Patrick Campbell of the Baker Hostetler law firm, Adam Felsenthal, General Counsel of Great Point Partners…
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New FIF Member: MEMX

07 February 2022
FIF is pleased to welcome MEMX to the FIF Community.
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New FIF Member: JonesTrading

07 February 2022
FIF is pleased to welcome JonesTrading to the FIF Community.
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FIF CAT CAIS Working Group

07 February 2022
FIF has scheduled an additional call this week for the FIF CAT CAIS Working Group to focus on proposed extension requests for the CAIS CCID phase. The call will be on Monday, February 7 at 11am ET. This will be in addition t…
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