Skip to main content

FIF Rule 606 Working Group

07 February 2022
The FIF Rule 606 Working Group will meet on Tuesday, February 8 at 2pm ET to discuss a draft interchange report to facilitate Rule 606(a) options look-through reporting, Rule 606 reporting for cash value orders that involve…
View more

FIF TRACE Working Group

07 February 2022
The FIF TRACE Working Group will meet on Thursday, February 10 at 2pm ET to continue its discussion of the rule adopted by the Federal Reserve Board to expand TRACE reporting for Treasury and agency securities to certain dep…
View more

Spotlight Presentation on FINRA Rule Changes for Covered Agency Transaction Margin Requirements and Security-Based Swaps

07 February 2022
On Thursday, February 10 at 3 pm, Steven Lofchie and Nihal Patel of Cadwalader, Wickersham & Taft LLP will present on the SEC’s recent approval of a FINRA rule filing relating to margin requirements for covered agency tr…
View more

Spotlight Presentation on SEC Proposed Amendments to Reg ATS and Reg SCI

07 February 2022
On Tuesday, February 15 at 2 pm, Ignacio Sandoval and Kyle Whitehead of the Morgan Lewis law firm will present on the SEC’s recently-proposed amendments to Regulations ATS and Regulation SCI. The amendments propose to apply…
View more

FIF Rule 606 Working Group

31 January 2022
The FIF Rule 606 Working Group will meet on Tuesday February 8 at 2pm ET to discuss a draft interchange report to facilitate Rule 606(a) options look-through reporting, Rule 606 reporting for cash value orders that involve f…
View more

FIF TRACE Working Group

31 January 2022
The FIF TRACE Working Group will meet on Thursday February 3 at 3pm ET to continue its discussion of the rule adopted by the Federal Reserve Board to expand TRACE reporting for Treasury and agency securities to certain depos…
View more

Spotlight Presentation on FINRA Rule Changes for Covered Agency Transaction Margin Requirements and Security-Based Swaps

31 January 2022
On Thursday February 10 at 3 pm ET, Steven Lofchie and Nihal Patel of Cadwalader, Wickersham & Taft LLP will present on the SEC’s recent approval of a FINRA rule filing relating to margin requirements for covered agency…
View more

FIF CAT Call on Linkage of Representative and Customer Orders for Unlinked Systems

31 January 2022
FIF has scheduled a call for the CAT Transaction Reporting Working Group for Monday January 31 at 2pm ET to focus on linkage of representative and customer orders for unlinked systems.
View more

FIF CAT Monthly Update Working Group

31 January 2022
The CAT Monthly Update Working Group will meet on Thursday February 3 at 2pm ET to review guidance and updates from the SROs on CAT transaction reporting and CAT CAIS reporting during the prior month. The Working Group also…
View more

Title

Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat.