Rule 606 Working Group
The FIF Rule 606 Working Group will meet on Tuesday February 1 at 2pm ET to discuss a draft interchange report to facilitate Rule 606(a) options reporting for future reporting periods based on SEC guidance, reporting for cas…
FIF Submits Comment Letter on Securities Lending Transparency
24 January 2022
On January 19, 2022, FIF submitted a comment letter on the SEC’s rule proposal to create a new securities loan reporting system. FIF would like to thank the members of the FIF Securities Lending Transparency Working Group fo…
FIF TRACE Working Group
24 January 2022
The FIF TRACE Working Group will meet on Tuesday January 25 at 2pm ET to discuss the rule adopted by the Federal Reserve Board to expand TRACE reporting for Treasury and Agency securities to certain depository institutions t…
Front Office Committee
24 January 2022
The FIF Front Office Committee will meet on Tuesday January 25 at 11am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
FIF Data & Technology Committee
24 January 2022
The FIF Data and Technology Committee will meet on Wednesday January 26 at 10am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. Tim Baker, CFA…
Spotlight Presentation for Back Office Committee Call
18 January 2022
On Tuesday January 18 at 11am ET, Matt Cohen, CEO of Provable Markets, will discuss his firm’s role as an Approved SFT Submitter for the DTCC Securities Financing Transaction Clearing Service, which is currently under review…
Spotlight Presentation on the SEC’s Recent Electronic Recordkeeping Rule Proposal
18 January 2022
On Thursday January 20 at 10am ET, Ignacio Sandoval and Kyle Whitehead of the Morgan Lewis law firm will provide an overview of the SEC’s recent rule proposal relating to electronic recordkeeping. The invite for this present…
Spotlight Presentation on FinCEN Rule Proposal to Create a Beneficial Ownership Registry
18 January 2022
On Thursday January 20 at 3pm ET, Satish Kini of the Debevoise law firm will review the recent rule proposal by FinCEN to create a beneficial ownership registry. The invite for this presentation has been sent to the members…
FIF Securities Lending Transparency Working Group
18 January 2022
The next meeting for the FIF Securities Lending Transparency Working Group is scheduled for Tuesday January 18 at 2 pm ET. This Working Group is preparing a comment letter on the SEC’s November 18 rule proposal to create a n…
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