Rule 606 Working Group
The FIF Rule 606 Working Group will meet on Tuesday January 4 at 11am ET to discuss recent feedback from the SEC staff relating to Rule 606 reporting for options.
Spotlight Presentation on Securities Lending Transparency
27 December 2021
On Monday January 10 at 3pm ET, Ignacio Sandoval of the Morgan Lewis Law Firm will present a buy-side perspective on the SEC’s recent Securities Lending Transaction rule proposal. The invite for this presentation has been se…
Spotlight Presentation on the SEC’s recent Electronic Recordkeeping Rule Proposal
27 December 2021
On Thursday January 20 at 10am ET, Ignacio Sandoval and Kyle Whitehead of the Morgan Lewis Law Firm will provide an overview of the SEC’s recent rule proposal relating to electronic recordkeeping. The invite for this present…
CAT Updates
27 December 2021
As of January 1, 2022, the CAT Committee will be renamed as the CAT Monthly Update Working Group and the CAT Tech Specs Working Group will be renamed as the CAT Transaction Reporting Working Group. This is intended to provid…
FIF Securities Lending Transparency Working Group
20 December 2021
The next meeting for the new FIF Securities Lending Transparency Working Group is Tuesday December 21 at 2pm ET. This Working Group will discuss and prepare a comment letter on the SEC’s November 18 rule proposal to create a…
TRACE Working Group: FINRA Rule Filing to Amend TRACE Reporting for Delayed Treasury Spot Trades and Portfolio Trades
20 December 2021
On December 1, 2021, FINRA filed SR-FINRA-2021-030 with the SEC, “Notice of Filing of Proposed Rule Change to Amend FINRA Rule 6730 to Require Members to Append Modifiers to Delayed Treasury Spot and Portfolio Trades When Re…
CAT Updates
20 December 2021
As of January 1, 2022, the CAT Committee will be renamed as the CAT Monthly Update Working Group and the CAT Tech Specs Working Group will be renamed as the CAT Transaction Reporting Working Group. This is intended to provid…
FIF Securities Lending Transparency Working Group
13 December 2021
FIF has set up a new Securities Lending Transparency Working Group. This Working Group will discuss and prepare a comment letter on the SEC’s November 18 rule proposal to create a new reporting system for securities lending…
Georgetown University webinar on the SEC’s Securities Lending Transparency Rule Proposal
13 December 2021
Professor Jim Angel of the Georgetown University McDonough School of Business has graciously invited the members of the FIF Securities Lending Transparency Working Group to a webinar hosted by the Georgetown University…
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