Back Office Committee
The FIF Back Office Committee will meet on Tuesday, December 7 at 10am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.
FINRA Supplemental Liquidity Schedule (SLS)
06 December 2021
On November 30, 2021, FIF had a call with FINRA to discuss FIF member questions relating to the Supplemental Liquidity Schedule (SLS) recently adopted by FINRA (see FINRA Regulatory Notice 21-31). The SLS takes effect on Mar…
Presentation by CISA (Cybersecurity and Infrastructure Security Agency) to Cybersecurity and Compliance Working Groups
06 December 2021
On Wednesday December 15 at 10am ET Alaina R. Clark, Assistant Director for Stakeholder Engagement at the Cybersecurity and Infrastructure Security Agency (CISA), will present to a joint call of the FIF Cybersecurity and Com…
New FIF Member: Jump Trading
29 November 2021
FIF is pleased to welcome Jump Trading LLC to the FIF Community.
FIF Annual CAT Webinar
29 November 2021
FIF has scheduled its annual FIF CAT webinar for Thursday December 9 at 4pm ET. Panel participants include Shelly Bohlin of FINRA CAT, Jon Kroeper of FINRA, Will Leahey of Refinitiv, and Mitvin Shah of Société Générale. In o…
New FIF Working Group: Securities Lending Transparency
29 November 2021
FIF has set up a new Securities Lending Transparency Working Group. This Working Group will discuss and prepare a comment letter on the SEC’s November 18 rule proposal to create a new reporting system for securities lending…
Rule 606 Working Group
29 November 2021
The Rule 606 Working Group will meet on Tuesday November 30 at 2pm ET to continue its discussion of a draft comment letter on FINRA Regulatory Notice 21-35, “FINRA Requests Comment on Proposed Order Routing Disclosure Requir…
FINRA Supplemental Liquidity Schedule (SLS)
29 November 2021
FIF has a call with FINRA personnel on Tuesday November 30 at 3pm ET to discuss FIF member questions relating to the Supplemental Liquidity Schedule (SLS) recently adopted by FINRA (see FINRA Regulatory Notice 21-31). The SL…
TRACE Working Group: FINRA Filing to Amend TRACE Reporting for ATS Trades
29 November 2021
On October 15, 2021, FINRA filed SR-FINRA-2021-029 with the SEC, “Proposed Rule Change to Amend FINRA Rule 6732 (Exemption from Trade Reporting Obligation for Certain Transactions on an Alternative Trading System)”. FIF has…
Title
Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat.