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Additional CAT CAIS Working Group Call

25 April 2022
FIF has scheduled an additional CAT CAIS Working Group call for this week to focus on the CAIS Technical Specification updates posted by FINRA CAT on April 8, 2022. This call is scheduled for Monday April 25, 2022 at 11am ET…
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FIF Short Sales/Reg SHO/Short Interest Reporting Working Group

25 April 2022
The FIF Short Sales/Reg SHO/Short Interest Reporting Working Group will meet on Monday April 25, 2022 at 2pm ET to continue its review of a draft comment letter on the SEC’s recent proposal to mandate a new buy to cover orde…
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FIF Front Office Committee

25 April 2022
The FIF Front Office Committee will meet on Tuesday April 26 at 11am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
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FIF Data & Technology Committee

25 April 2022
The FIF Data and Technology Committee will meet on Wednesday April 27 at 10am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight pr…
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FIF Survey to Update per Employee Costs to Implement CAT Reporting for Verbal Quotes

25 April 2022
On April 18, 2022, FIF sent a survey to the members of the FIF CAT Transaction Reporting Working Group. The survey requests that FIF members update the projected annual per employee costs for implementing CAT reporting for v…
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FIF Short Sales/Reg SHO/Short Interest Reporting Working Group

18 April 2022
The FIF Short Sales/Reg SHO/Short Interest Reporting Working Group will meet on Thursday April 21, 2022 at 11am ET to continue its review of a draft comment letter on the SEC’s recent proposal to mandate a new buy to cover o…
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Additional CAT CAIS Working Group Call

18 April 2022
FIF has scheduled an additional CAT CAIS Working Group call for this week to focus on the CAIS Technical Specification updates posted by FINRA CAT on April 8, 2022. This call is scheduled for Monday April 18, 2022 at 11am ET…
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Additional CAT Transaction Reporting Working Group Call

18 April 2022
FIF has scheduled an additional CAT Transaction Reporting Working Group call for this week to focus on various exemptions that are scheduled to expire on July 31, 2023, including the exemption for reporting linkage of repres…
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FIF Back Office Committee

18 April 2022
The FIF Back Office Committee will meet on Tuesday April 19 at 11am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.
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