SEC Requests Comments on EBS
On May 17th, the SEC published in the Federal Register a request for comment pertaining to the current Electronic Blue Sheets (“EBS”) data collection process. FIF will be forming a working group with the in…
FIF Meets with FINRA CAT
10 June 2019
On Monday, June 3rd, FIF met with FINRA CAT in-person to discuss industry recommendations pertaining to the CAT Web Portal/Error Correction Tool. Industry recommendations were elicited through a series of meetings prev…
FIF Meets with SEC Staff
10 June 2019
On Tuesday June 4th, FIF met with SEC Staff to discuss both SEC Rule 606 and the Consolidated Audit Trail.
FIF Meets with FINRA on Two Initiatives
03 June 2019
FIF met with Senior FINRA Staff on Wednesday, May 29th to discuss FINRA’s Proposed Pilot Program to Study Recommended Changes to Corporate Bond Block Trade Dissemination and FIF’s recent comments on FINRA Rule 43…
FIF Heads to Washington for Meeting with SEC
03 June 2019
FIF Staff will be attending meetings at the SEC Offices on Tuesday, June 4th on the topics of CAT and SEC Rule 606.
FIF's Next Quarterly Event 6/27
03 June 2019
FIF will be holding a Quarterly Event on Thursday, June 27th at OTC Markets (300 Vesey Street, New York, NY). The event will focus upon the implementation of Amended SEC Rule 606. To register for the event, pleas…
Save the Date - FIF Quarterly Event
28 May 2019
FIF will be holding a Quarterly Event on Thursday, June 27, 2019 that will be kindly hosted by OTC Markets (300 Vesey Street, New York, NY). Please join FIF and our panel of industry experts as we discuss the current s…
FIF to Attend North American Financial Information Summit
20 May 2019
FIF will send representatives to this year's North American Financial Information Summit. Please find the full agenda of the day's break-out sessions here and we hope to see you there.
FIF 606 Article Published in Traders Magazine
13 May 2019
FIF's article on SEC Rule 606, written by FIF Director Christopher Bok, has been featured in Traders Magazine. Read it here
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