Upcoming CAT NMS Industry Webinar
On Wednesday, August 28th @ 4:15pm, CAT NMS will hold an industry-wide webinar on the security of CAT data. Please find dial-in information here.
FIF CAT Working Group – Change in Structure
26 August 2019
Given the volume of current and anticipated CAT-related workstreams, FIF is slightly changing the structure of the CAT Working Group. Going forward, the CAT Working Group will be managed as a Committee. Separate…
FIF Front Office Committee Meeting - New Time
26 August 2019
FIF will be holding its Front Office Committee meeting at a new time tomorrow at 11am ET (rather than the normal 4pm ET meeting time). Our spotlight topic for this call will focus on the SEC Rule 606 FAQs. Please…
FINRA CAT Publishes CAT Connectivity Guide
19 August 2019
On Friday, August 16th, FINRA CAT released the Connectivity Supplement for Industry Members which provides industry members with direction regarding CAT connectivity options and onboarding requirements. FIF will review this…
SEC Releases Rule 606 FAQs
19 August 2019
On Friday, August 16th, the SEC released the FAQs FIF requested on behalf of the industry on SEC Rule 606. The FAQs will be discussed in detail on today's FIF SEC Rule 606 Working Group call at 11am ET. If you wou…
FIF to Hold EU Buy-In Working Group Meeting
12 August 2019
FIF will reconvene the EU Buy-In Working Group tomorrow at 2pm ET. If you are not currently subscribed to this group and would like to join, please update your profile here.
FIF TRACE Notice 19-25
12 August 2019
FIF will be holding a TRACE working group meeting on Friday, August 16 @ 11:00 am ET to discuss possible FIF comments related to recently published Regulatory Notice 19-25. Pursuant to the Notice, FINRA is requesti…
NEW MEMBER FIRM: CLSA Americas, LLC
05 August 2019
FIF is pleased to announce that CLSA Americas, LLC has joined the FIF Community.
FIF/STA Joint 606 Letter
05 August 2019
FIF and STA submitted a joint letter to the SEC on Amended SEC Rule 606 implementation challenges, current timelines, and recommendations. If you are not part of the Rule 606 working group and would like to review the l…
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