FIF held a Quarterly Event on Thursday, June 27th at OTC Markets on the implementation of SEC Rule 606. The expert panel, insightful questions from the audience, and networking made it a fantastic evening.
Registration Closing - FIF Quarterly Event Sponsored by OTC Markets
24 June 2019
FIF will be holding a Quarterly Event later this week on Thursday, June 27th at OTC Markets (300 Vesey Street, New York, NY). The event will focus upon the implementation of Amended SEC Rule 606. To register…
FIF sent representatives to Washington D.C. on Thursday, June 20th, to meet with SEC Trading and Markets Staff on draft SEC Rule 606 guidance/FAQs. The content of that meeting will be discussed during FIFs 606 Working…
FIF will hold EU Buy-in Working Group kick-off meeting on Tuesday, June 25th at 2pm est. The purpose of this working group is to determine the scope and implications of the CSDR Buy-In rule on U.S.-based entities. If y…
Next Week - FIF Quarterly Event Sponsored by OTC Markets
17 June 2019
FIF will be holding a Quarterly Event on Thursday, June 27th at OTC Markets (300 Vesey Street, New York, NY). The event will focus upon the implementation of Amended SEC Rule 606. To register for the event…
FIF will be holding a Quarterly Event on Thursday, June 27th at OTC Markets (300 Vesey Street, New York, NY). The event will focus upon the implementation of Amended SEC Rule 606. To register for the event…
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