News

Panelists and Keynote Speaker Announced for FIF Chicago Event

23 September 2019

Please join us on Tuesday, October 22, 2019 at Cboe Global Markets (400 South LaSalle Street, Chicago) for a luncheon and panel discussion on upcoming options initiatives. The event will begin with a keynote presentation fro…

Annual FIF Chicago Financial Markets Event - Kindly Sponsored by Cboe Global Markets

16 September 2019

Please join us on Tuesday, October 22, 2019 at Cboe Global Markets (400 South LaSalle Street, Chicago) for a luncheon and a panel discussion on previewing the options initiatives of the 2020s. Topics that will be covered inc…

FIF Speaks at SIFMA CAT Conference

16 September 2019

FIF Staff will be participating in a CAT Specifications Panel during today’s SIFMA CAT Conference.

FIF Meets With SEC Staff on Rule 606

16 September 2019

FIF was joined by STA and a delegation of industry members at a meeting with SEC Staff on SEC Rule 606 on Thursday, September 12 in Washington, D.C. Takeaways from this meeting will be discussed in the FIF SEC Rule 606 Worki…

New FIF Member - Natixis

09 September 2019

FIF welcomes Natixis as our newest member firm.

FIF to meet with SEC Staff on Rule 606

09 September 2019

On Wednesday, September 4, the SEC granted the FIF/STA Joint Request to extend the compliance dates of SEC Rule 606(a) and 606(b). FIF Staff will be joined by STA and a contingent of industry members on Thursday, Septe…

Save the Date - 2019 Annual FIF Chicago Financial Markets Event

09 September 2019

Save the date! FIF will be holding our Annual Chicago Financial Markets Event on October 22nd. The luncheon will take place between 11:15am and 2pm CT. This year's panel discussion will serve as a preview of options in…

FINRA CAT Publishes Updated CAT Technical Specifications

03 September 2019

On Friday, August 30, FINRA CAT and the SROs published an updated Industry Member CAT Technical Specification and an updated CAT Scenarios Document. FIF will review the recent changes during the the Tuesday, September…

FIF to Issue Call for Participation - Financial Exploitation of Seniors

03 September 2019

This week, FIF will be disseminating an a call for participation on a working group that will be formed with the intent of providing FINRA comment on Reg Notice 19-27. The intent of this working group will be to assess…

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